Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tylor Adam BelsheChase Investment Services Corp.Ameriprise Financial Services, Inc.08-01-2012
Rene Anne MikesChase Investment Services Corp.Edward Jones07-01-2012
Robert Allen StachowiakChase Investment Services Corp.Morgan Stanley12-05-2011
Robert Scott StewartChase Investment Services Corp.Edward Jones08-29-2011
John R PolicastroChase Investment Services Corp.T. Rowe Price Investment Services, Inc.06-01-2011
Jason Lee RenneckerChase Investment Services Corp.Edward Jones03-31-2011
Joseph Michael JelinekChase Investment Services Corp.Wells Fargo Clearing Services, LLC03-01-2011
Christopher Lee WattonChase Investment Services Corp.Morgan Stanley02-28-2011
Stephen Michael RobertsChase Investment Services Corp.Waddell & Reed02-07-2011
Terry Alan GushikenChase Investment Services Corp.Wells Fargo Clearing Services, LLC10-28-2010
Maureen E BartlettChase Investment Services Corp.Wells Fargo Clearing Services, LLC10-01-2010
Matthew Hayden FarrierChase Investment Services Corp.OppenheimerFunds Distributor, Inc.09-30-2010
Sibyl M SamuelChase Investment Services Corp.National Planning Corporation09-30-2010
Jacob William LacyChase Investment Services Corp.Edward Jones09-27-2010
Vincent Joseph DipaoloChase Investment Services Corp.Northwestern Mutual Investment Services, LLC08-16-2010
William Clarence Larkin Jr.Chase Investment Services Corp.Pruco Securities, LLC.06-29-2010
Matthew David KothChase Investment Services Corp.Edward Jones06-01-2010
Virginia Clair BarrowChase Investment Services Corp.Edward Jones06-01-2010
Margaret Doyle WattChase Investment Services Corp.Edward Jones05-01-2010
Christopher Ronald SchmidtChase Investment Services Corp.Wells Fargo Clearing Services, LLC04-01-2010
Ryan Jonathon BluskeChase Investment Services Corp.Ameriprise Financial Services, Inc.01-01-2010
Harley Christopher BarnesChase Investment Services Corp.Northwestern Mutual Investment Services, LLC12-14-2009
Matthew Robert MurphyChase Investment Services Corp.AXA Advisors, LLC08-03-2009
Wayne Timothy RoysChase Investment Services Corp.Morgan Stanley08-03-2009
Michael David RosenthalChase Investment Services Corp.Edward Jones06-15-2009
Next Page »

Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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