Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Benson HanleyEdward JonesUSAA Investment Management Company03-01-2019
Daniel Joseph ChaputEdward JonesFidelity Personal and Workplace Advisors01-14-2019
Rian MorrisseyEdward JonesOppenheimerFunds Distributor, Inc.01-03-2019
Jason Mark KurtzEdward JonesLPL Financial LLC07-24-2018
Jonathan Yost Moss IIEdward JonesJ.P. Morgan Securities LLC06-29-2018
William Ward GorabEdward JonesWells Fargo Clearing Services, LLC$10009-15-2017
Gary Elmer BabbittEdward JonesProEquities, Inc.05-08-2017
Elizabeth Ashley BleidtEdward JonesCharles Schwab & Co., Inc.$104-13-2017
Erick Mikal FieldEdward JonesAXA Advisors, LLC$15006-10-2016
Julia Anne Falletta DinkelEdward JonesFintegra, LLC$5012-02-2015
Charles Benjamin SmallwoodEdward JonesPruco Securities, LLC.$111-30-2015
Kyle Scott BernhardtEdward JonesState Farm VP Management Corp.10-01-2015
Daniel Joseph McmonigleEdward JonesPresidential Brokerage, Inc.06-26-2015
Sean Elwood HagermanEdward JonesJ.P. Morgan Securities LLC$15005-20-2015
Russell D. QuimbyEdward JonesOppenheimerFunds Distributor, Inc.04-01-2015
Caitlyn Marie DunbarEdward JonesOppenheimerFunds Distributor, Inc.03-25-2015
Amy Kathleen DyessEdward JonesT. Rowe Price Investment Services, Inc.02-02-2015
Scott Jeffrey GalEdward JonesALPS Portfolio Solutions Distributor, Inc.$15011-17-2014
Richard Douglas SmidtEdward JonesSunset Financial Services, Inc.10-03-2014
Roger EsquibelEdward JonesJ.P. Morgan Securities LLC$2509-20-2013
Daniel Wayne NelsonEdward JonesAmeriprise Financial Services, Inc.07-08-2013
Obinna A IkeakoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2013
William John KesselEdward JonesWells Fargo Clearing Services, LLC$2502-08-2013
James Lewis MosleyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2012
Tony Layson Jr.Edward JonesSecurities America, Inc.$5012-07-2012
Next Page »

Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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