Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Ward GorabEdward JonesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$13609-15-2017
William John KesselEdward JonesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10002-08-2013
Theodore Duncan McmorroughEdward JonesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)03-16-2012
Harold Frederick EllisEdward JonesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25007-31-2009
James Benson HanleyEdward JonesUSAA Financial Advisors, Inc.03-01-2019
Amy Kathleen DyessEdward JonesT. Rowe Price Investment Services, Inc.02-02-2015
Richard Douglas SmidtEdward JonesSunset Financial Services, Inc.10-03-2014
Kyle Scott BernhardtEdward JonesState Farm VP Management Corp.10-01-2015
Tony Layson Jr.Edward JonesSecurities America, Inc.$10012-07-2012
Keith John KozubalEdward JonesRaymond James Financial Services, Inc.06-15-2018
Charles Benjamin SmallwoodEdward JonesPruco Securities, LLC.$10011-30-2015
Gary Elmer BabbittEdward JonesProEquities, Inc.05-08-2017
Daniel Joseph McmonigleEdward JonesPresidential Brokerage, Inc.06-26-2015
Rian MorrisseyEdward JonesOppenheimerFunds Distributor, Inc.01-03-2019
Russell D. QuimbyEdward JonesOppenheimerFunds Distributor, Inc.04-01-2015
Caitlyn Marie DunbarEdward JonesOppenheimerFunds Distributor, Inc.03-25-2015
Obinna A IkeakoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2013
James Lewis MosleyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2012
Jeffrey Allan HutchesonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-20-2012
Jason Mark KurtzEdward JonesLPL Financial LLC07-24-2018
Michael Ross Van BoeningEdward JonesLoyd Financial Management Inc.07-10-2019
Jonathan Yost Moss IIEdward JonesJ.P. Morgan Securities LLC06-29-2018
Sean E. HagermanEdward JonesJ.P. Morgan Securities LLC$15005-20-2015
Roger EsquibelEdward JonesJ.P. Morgan Securities LLC$25009-20-2013
Seth Richard PeritzmanEdward JonesFirst Allied Advisory Services, Inc.$50005-31-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.