Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harold Frederick EllisEdward JonesWells Fargo Clearing Services, LLC$2507-31-2009
Bradley Scott CircleEdward JonesCetera Investment Services LLC$5004-09-2010
Joshua J WalkerEdward JonesChase Investment Services Corp.$1008-27-2010
Richard E BlancoEdward JonesBancWest Investment Services, Inc.05-13-2011
Jeffrey Allan HutchesonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-20-2012
Theodore Duncan McMorroughEdward JonesWells Fargo Clearing Services, LLC03-16-2012
Jeffrey Joseph KopinaEdward JonesBBVA Compass Investment Solutions, Inc.06-15-2012
Michael Joseph PopickEdward JonesBancWest Investment Services, Inc.09-07-2012
Tony Layson Jr.Edward JonesSecurities America, Inc.$1012-07-2012
James Lewis MosleyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2012
William John KesselEdward JonesWells Fargo Clearing Services, LLC$1002-08-2013
Obinna A IkeakoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2013
Daniel Wayne NelsonEdward JonesAmeriprise Financial Services, LLC07-08-2013
Roger EsquibelEdward JonesJ.P. Morgan Securities LLC09-20-2013
Richard Douglas SmidtEdward JonesSunset Financial Services, Inc.10-03-2014
Scott J. GalEdward JonesALPS Portfolio Solutions Distributor, Inc.11-17-2014
Amy Kathleen DyessEdward JonesT. Rowe Price Investment Services, Inc.02-02-2015
Caitlyn Marie DunbarEdward JonesOppenheimerFunds Distributor, Inc.03-25-2015
Russell D. QuimbyEdward JonesOppenheimerFunds Distributor, Inc.04-01-2015
Sean E. HagermanEdward JonesJ.P. Morgan Securities LLC05-20-2015
Daniel Joseph McMonigleEdward JonesForta Financial Group, Inc.06-26-2015
Kyle Scott BernhardtEdward JonesState Farm VP Management Corp.10-01-2015
Charles Benjamin SmallwoodEdward JonesPruco Securities, LLC.11-30-2015
Julia A. Falletta DinkelEdward JonesFintegra, LLC$5012-02-2015
Erick Mikal FieldEdward JonesAXA Advisors, LLC$1006-10-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.