Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Alan ReidEdward JonesTownsend03-27-2020
Levi Khristian KautzEdward JonesNorthwestern Mutual Investment Services, LLC03-16-2020
Michael Alan RoseEdward JonesHilltop Securities Inc.01-02-2020
Michael Ross Van BoeningEdward JonesLoyd Financial Management Inc.07-03-2019
James Benson HanleyEdward JonesUSAA Financial Advisors, Inc.03-01-2019
Daniel Joseph ChaputEdward JonesFidelity Personal and Workplace Advisors01-14-2019
Rian MorrisseyEdward JonesOppenheimerFunds Distributor, Inc.01-03-2019
Jason Mark KurtzEdward JonesLPL Financial LLC07-24-2018
Jonathan Yost Moss IIEdward JonesJ.P. Morgan Securities LLC06-29-2018
Keith John KozubalEdward JonesRaymond James Financial Services, Inc.06-15-2018
Jenifer Jane MutariEdward JonesEdward Jones08-18-2017
Gary Elmer BabbittEdward JonesProEquities, Inc.05-08-2017
Elizabeth Ashley BleidtEdward JonesCharles Schwab & Co., Inc.04-13-2017
Charles Benjamin SmallwoodEdward JonesPruco Securities, LLC.11-30-2015
Kyle Scott BernhardtEdward JonesState Farm VP Management Corp.10-01-2015
Daniel Joseph McMonigleEdward JonesForta Financial Group, Inc.06-26-2015
Sean E. HagermanEdward JonesJ.P. Morgan Securities LLC05-20-2015
Russell D. QuimbyEdward JonesOppenheimerFunds Distributor, Inc.04-01-2015
Caitlyn Marie DunbarEdward JonesOppenheimerFunds Distributor, Inc.03-25-2015
Amy Kathleen DyessEdward JonesT. Rowe Price Investment Services, Inc.02-02-2015
Scott J. GalEdward JonesALPS Portfolio Solutions Distributor, Inc.11-17-2014
Richard Douglas SmidtEdward JonesSunset Financial Services, Inc.10-03-2014
Roger EsquibelEdward JonesJ.P. Morgan Securities LLC09-20-2013
Daniel Wayne NelsonEdward JonesAmeriprise Financial Services, LLC07-08-2013
Obinna A IkeakoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.