Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Seth Richard PeritzmanEdward JonesFirst Allied Advisory Services, Inc.$50005-31-2019
Julia A. Falletta DinkelEdward JonesFintegra, LLC$50012-02-2015
Jeffrey Joseph KopinaEdward JonesBBVA Compass Investment Solutions, Inc.$50006-15-2012
Richard E BlancoEdward JonesBancWest Investment Services, Inc.$50005-13-2011
Bradley Scott CircleEdward JonesCetera Investment Services LLC$50004-09-2010
Roger EsquibelEdward JonesJ.P. Morgan Securities LLC$25009-20-2013
Harold Frederick EllisEdward JonesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25007-31-2009
Sean E. HagermanEdward JonesJ.P. Morgan Securities LLC$15005-20-2015
Scott J. GalEdward JonesALPS Portfolio Solutions Distributor, Inc.$15011-17-2014
William Ward GorabEdward JonesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$13609-15-2017
Elizabeth Ashley BleidtEdward JonesCharles Schwab & Co., Inc.$10004-13-2017
Erick Mikal FieldEdward JonesAXA Advisors, LLC$10006-10-2016
Charles Benjamin SmallwoodEdward JonesPruco Securities, LLC.$10011-30-2015
William John KesselEdward JonesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10002-08-2013
Tony Layson Jr.Edward JonesSecurities America, Inc.$10012-07-2012
Joshua J WalkerEdward JonesChase Investment Services Corp.$10008-27-2010
Michael Ross Van BoeningEdward JonesLoyd Financial Management Inc.07-10-2019
James Benson HanleyEdward JonesUSAA Financial Advisors, Inc.03-01-2019
Daniel Joseph ChaputEdward JonesFidelity Personal and Workplace Advisors01-14-2019
Rian MorrisseyEdward JonesOppenheimerFunds Distributor, Inc.01-03-2019
Jason Mark KurtzEdward JonesLPL Financial LLC07-24-2018
Jonathan Yost Moss IIEdward JonesJ.P. Morgan Securities LLC06-29-2018
Keith John KozubalEdward JonesRaymond James Financial Services, Inc.06-15-2018
Gary Elmer BabbittEdward JonesProEquities, Inc.05-08-2017
Kyle Scott BernhardtEdward JonesState Farm VP Management Corp.10-01-2015
Next Page »

Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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