Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Conrad StrubleFidelity Brokerage Services LLCPruco Securities, LLC.04-01-2020
Brian Allen JonesFidelity Brokerage Services LLCOppenheimerFunds Distributor, Inc.03-10-2020
Clayton Charles AndersonFidelity Brokerage Services LLCAXA Advisors, LLC02-11-2020
Dakota Mackenzie CoombesFidelity Brokerage Services LLCAXA Advisors, LLC12-06-2019
Todd Jerome JacksonFidelity Brokerage Services LLCNYLIFE Securities LLC12-02-2019
Aaron Darrell SalcidoFidelity Brokerage Services LLCPFS Investments Inc.11-11-2019
Andrew Martin MenefeeFidelity Brokerage Services LLCTD Ameritrade, Inc.09-17-2019
Jacob ProvartFidelity Brokerage Services LLCAmeriprise Financial Services, LLC08-28-2019
Sophia Madeleine PhillipsFidelity Brokerage Services LLCLPL Financial LLC08-12-2019
Travis Mendel KeeperFidelity Brokerage Services LLCUSAA Investment Management Company07-22-2019
David Alan LongFidelity Brokerage Services LLCOppenheimerFunds Distributor, Inc.07-17-2019
Ashley J LaneFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2019
Josh KistlerFidelity Brokerage Services LLCMML Investors Services, LLC04-02-2019
Mahir OmeragicFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC02-03-2019
Jeremy Daniel LeeFidelity Brokerage Services LLCAmeriprise Financial Services, LLC01-02-2019
Glenn Andrew Perry Jr.Fidelity Brokerage Services LLCPruco Securities, LLC.11-29-2018
Steven Michael HagedonFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC11-02-2018
Jacob Dean WillardFidelity Brokerage Services LLCAXA Advisors, LLC06-08-2018
Aaron Matthew IveyFidelity Brokerage Services LLCScottrade, Inc.04-25-2018
Dana Ashley RagoneFidelity Brokerage Services LLCFidelity Brokerage Services LLC01-30-2018
Kent Derek HuntleyFidelity Brokerage Services LLCAllstate Financial Services, LLC12-15-2017
James J. BudzinskiFidelity Brokerage Services LLCEdward Jones05-16-2017
Christopher CemanFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC02-28-2017
Barbara Eileen GilroyFidelity Brokerage Services LLCEdward Jones12-27-2016
Steven K. MoffatFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC12-21-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.