Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abiye P OkuchabaFidelity Brokerage Services LLCEdward Jones06-15-2009
Aaron Joshua Stiller ArgabrightFidelity Brokerage Services LLCUBS Financial Services Inc.06-16-2009
Richard SchwarzFidelity Brokerage Services LLCChase Investment Services Corp.04-12-2010
Danielle Mary PlumbFidelity Brokerage Services LLCT. Rowe Price Investment Services, Inc.03-14-2011
Jonathan Alexander HolmesFidelity Brokerage Services LLCT. Rowe Price Investment Services, Inc.09-12-2011
Stephen John DAltoFidelity Brokerage Services LLCEdward Jones11-28-2011
Robert Graham WhiteFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2012
Marc Anthony MorroneFidelity Brokerage Services LLCTraphagen Financial Group12-17-2012
Trevor Lee PhillipsFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-09-2013
Tracy Mitchell AndersonFidelity Brokerage Services LLCJ.P. Morgan Institutional Investments Inc.07-09-2013
Jon Gabriel CarusoFidelity Brokerage Services LLCJ.P. Morgan Securities LLC07-10-2013
Monica Sullivan JavorcicFidelity Brokerage Services LLCGWFS Equities, Inc.$2507-12-2013
Jeffrey Michael BlomgrenFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-15-2013
Kristian Richard CarlsonFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-15-2013
Lisa Lisman PurcellFidelity Brokerage Services LLCTIAA-CREF Individual & Institutional Services, LLC07-17-2013
Warren Ray CoulsonFidelity Brokerage Services LLCEdward Jones09-06-2013
Jason Christopher VickFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-04-2013
Michael Patrick MurphyFidelity Brokerage Services LLCCharles Schwab & Co., Inc.10-08-2013
Michael Hammond StanleyFidelity Brokerage Services LLCCarty & Company, Inc.10-23-2013
Max Brewster BradleyFidelity Brokerage Services LLCJ.P. Morgan Institutional Investments Inc.11-06-2013
Andrew Lee WeinbergFidelity Brokerage Services LLCCharles Schwab & Co., Inc.11-15-2013
Eric Scott ZarubaFidelity Brokerage Services LLCJ.P. Morgan Institutional Investments Inc.03-04-2014
Wayne Alan WattsFidelity Brokerage Services LLCUSAA Financial Advisors, Inc.04-04-2014
Addison Stanley DobbsFidelity Brokerage Services LLCJ.P. Morgan Institutional Investments Inc.04-04-2014
Christian Alexander BacaFidelity Brokerage Services LLCFirst Command Brokerage Services, Inc.05-02-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.