Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Michael DowningFidelity Brokerage Services LLCCharles Schwab & Co., Inc.09-03-2020
Jeffrey Stephen OlineFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC08-31-2020
William Wade AndersonFidelity Brokerage Services LLCCharles Schwab & Co., Inc.08-25-2020
William Edward BesferFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-30-2020
Zachary E SharpFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-28-2020
Rebecca Lynn ClauerFidelity Brokerage Services LLCEquitable Advisors, LLC07-09-2020
Brianna Marie CoxFidelity Brokerage Services LLCCharles Schwab & Co., Inc.06-22-2020
Billy CurlFidelity Brokerage Services LLCMutual of Omaha Investor Services, Inc.06-19-2020
Sarah L EllisFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC06-05-2020
Christopher Bernard MalloyFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2020
Eric Conrad StrubleFidelity Brokerage Services LLCPruco Securities, LLC.04-01-2020
Brian Allen JonesFidelity Brokerage Services LLCOppenheimerFunds Distributor, Inc.03-10-2020
Clayton Charles AndersonFidelity Brokerage Services LLCEquitable Advisors, LLC02-11-2020
Matthew Alexander WilliamsonFidelity Brokerage Services LLCTIAA-CREF Individual & Institutional Services, LLC02-03-2020
Dakota Mackenzie CoombesFidelity Brokerage Services LLCEquitable Advisors, LLC12-06-2019
Todd Jerome JacksonFidelity Brokerage Services LLCNYLIFE Securities LLC12-02-2019
Courtney Diane PetersFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Aaron Darrell SalcidoFidelity Brokerage Services LLCPFS Investments Inc.11-11-2019
Michael Thomas ParrottFidelity Brokerage Services LLCThornburg Securities Corporation07-26-2019
Ronnie ReedFidelity Brokerage Services LLCUSAA Investment Services Company07-25-2019
Travis Mendel KeeperFidelity Brokerage Services LLCUSAA Investment Services Company07-22-2019
David Alan LongFidelity Brokerage Services LLCOppenheimerFunds Distributor, Inc.07-17-2019
Raymond Douglas WongFidelity Brokerage Services LLCDunston Financial Group, LLC07-03-2019
Ashley J LaneFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2019
Josh KistlerFidelity Brokerage Services LLCMML Investors Services, LLC04-02-2019
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Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.