Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sasha Ranee WaltersGWFS Equities, Inc.Fidelity Personal and Workplace Advisors01-07-2020
Wendy Joyce WoodsGWFS Equities, Inc.Avantax Investment Services, Inc.12-19-2019
Michael Ross Van BoeningGWFS Equities, Inc.Edward Jones12-18-2019
Maria Carmen RuizGWFS Equities, Inc.J.P. Morgan Securities LLC11-27-2019
Maria G Duran RegaladoGWFS Equities, Inc.NYLIFE Securities LLC10-08-2019
Brent LitchfieldGWFS Equities, Inc.T. Rowe Price Investment Services, Inc.09-26-2019
Michael Burr Halphen Jr.GWFS Equities, Inc.Hancock Whitney Investment Services Inc.08-12-2019
Alexander J. FalloonGWFS Equities, Inc.Wells Fargo Clearing Services, LLC07-10-2019
Amber Rae NilesGWFS Equities, Inc.J.P. Morgan Securities LLC$15006-17-2019
Timothy Michael WeishaarGWFS Equities, Inc.LPL Financial LLC06-14-2019
Mark Alan LedsonGWFS Equities, Inc.LPL Financial LLC$1,00006-03-2019
Scott William NelsonGWFS Equities, Inc.Edward Jones05-21-2019
Janet Ohara HealyGWFS Equities, Inc.Fidelity Personal and Workplace Advisors01-08-2019
Jacob Eugene DalyGWFS Equities, Inc.SagePoint Financial, Inc.01-07-2019
David Herbert Grant IIIGWFS Equities, Inc.Fidelity Brokerage Services LLC11-13-2018
Charles Stewart HarrisonGWFS Equities, Inc.AXA Advisors, LLC10-17-2018
Lee Francis HurneyGWFS Equities, Inc.LPL Financial LLC$10009-05-2018
Gary Joseph WeirGWFS Equities, Inc.LPL Financial LLC$5008-30-2018
Keir Doron TilfordGWFS Equities, Inc.Lincoln Financial Advisors Corporation08-30-2018
Tyler J. ChandlerGWFS Equities, Inc.Wells Fargo Clearing Services, LLC08-15-2018
Fran Charles Jackson Jr.GWFS Equities, Inc.VALIC Financial Advisors, Inc.07-20-2018
Judith Ann YeomanGWFS Equities, Inc.Edward Jones06-26-2018
Anne Marie NagyGWFS Equities, Inc.MML Investors Services, LLC06-25-2018
Charles Joseph MarattaGWFS Equities, Inc.PNC Investments$106-25-2018
Kyle Franklin ClarkGWFS Equities, Inc.Money Concepts Capital Corp06-19-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.