Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffery Joseph HayesGeneos Wealth Management, Inc.SII Investments, Inc.$2511-24-2017
Susan Lynn PorathGeneos Wealth Management, Inc.SII Investments, Inc.$5011-24-2017
Debra DeleersGeneos Wealth Management, Inc.SII Investments, Inc.10-24-2017
Robert Earl StanlickGeneos Wealth Management, Inc.Presidential Brokerage, Inc.$102-21-2017
Thomas Patrick MarronGeneos Wealth Management, Inc.Presidential Brokerage, Inc.02-21-2017
Joseph Martin ErvolinaGeneos Wealth Management, Inc.Transamerica Financial Advisors, Inc03-11-2016
James Lee YoungGeneos Wealth Management, Inc.LPL Financial LLC$5008-28-2015
Patrick Edward NolenGeneos Wealth Management, Inc.Hinds Financial Group Inc$15008-03-2015
Taylor Nolen YionoulisGeneos Wealth Management, Inc.Hinds Financial Group Inc$2508-03-2015
Aleen Maree SwoffordGeneos Wealth Management, Inc.Woodbury Financial Services, Inc.$2502-02-2015
Aron David HuddlestonGeneos Wealth Management, Inc.Manarin Securities Corporation10-29-2014
Joni DorrisGeneos Wealth Management, Inc.LPL Financial LLC09-23-2014
Bradley W. GomerGeneos Wealth Management, Inc.LPL Financial LLC$1709-19-2014
John Edward HartshornGeneos Wealth Management, Inc.LPL Financial LLC09-19-2014
Joseph David LealGeneos Wealth Management, Inc.LPL Financial LLC$14509-19-2014
Brian Patrick McguireGeneos Wealth Management, Inc.Royal Alliance Associates, Inc.$2509-15-2014
Daniel Gordon MussackGeneos Wealth Management, Inc.Royal Alliance Associates, Inc.09-15-2014
Sheldon Jay HarberGeneos Wealth Management, Inc.Cambridge Investment Research, Inc.08-29-2014
Christine Mary KelleyGeneos Wealth Management, Inc.Wyoming Financial Securities, Inc.$12804-03-2013
Mark Glenn PetrieGeneos Wealth Management, Inc.Wyoming Financial Securities, Inc.$5004-03-2013
Richard Michael KaulGeneos Wealth Management, Inc.Kaiser and Company04-02-2013
Stephen Philip SorichGeneos Wealth Management, Inc.Kaiser and Company$2504-02-2013
Thomas Eugene BrockGeneos Wealth Management, Inc.Kaiser and Company$1004-02-2013
John Paul MurphyGeneos Wealth Management, Inc.Commonwealth Financial Network02-28-2013
Wendy Margaret NelsonGeneos Wealth Management, Inc.Pruco Securities, LLC.09-24-2012
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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