Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley W GomerGeneos Wealth Management, Inc.LPL Financial LLC$1709-19-2014
Caroline Leigh HurstGeneos Wealth Management, Inc.Northwestern Mutual Investment Services, LLC05-09-2017
David Michael LalondeGeneos Wealth Management, Inc.Forta Financial Group, Inc.02-21-2017
Gavin Thomas ComptonGeneos Wealth Management, Inc.FSC Securities Corporation02-22-2019
James Lee YoungGeneos Wealth Management, Inc.LPL Financial LLC$5008-28-2015
Joseph David LealGeneos Wealth Management, Inc.LPL Financial LLC$14509-19-2014
Judson E CassGeneos Wealth Management, Inc.Northwestern Mutual Investment Services, LLC$15007-10-2012
Martin Joel ErzingerGeneos Wealth Management, Inc.Sanctuary Securities LLC$5003-15-2017
Patrick Edward NolenGeneos Wealth Management, Inc.Hinds Financial Group Inc$15008-03-2015
Richard Michael KaulGeneos Wealth Management, Inc.Kaiser and Company04-02-2013
Robert Earl StanlickGeneos Wealth Management, Inc.Forta Financial Group, Inc.02-21-2017
Taylor Nolen YionoulisGeneos Wealth Management, Inc.Hinds Financial Group Inc08-03-2015
Travis A PeterGeneos Wealth Management, Inc.LPL Financial LLC$29809-19-2014
Wendy Margaret NelsonGeneos Wealth Management, Inc.Pruco Securities, LLC.09-24-2012

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.