Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hannah Elizabeth KrumreichJ.P. Morgan Securities LLCFidelity Brokerage Services LLC08-29-2017
Jason Roland FosterJ.P. Morgan Securities LLCFidelity Brokerage Services LLC07-31-2017
Christopher Lee WattonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-15-2017
Joana Jean CavanaghJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC02-24-2017
Scott Cary JamesJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.11-18-2016
Alex Eben JonesJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC11-02-2016
Julie Rae WalkerJ.P. Morgan Securities LLCState Farm VP Management Corp.09-26-2016
Margaret Arrington PettyJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC06-06-2016
Daniel James VollmerJ.P. Morgan Securities LLCGWFS Equities, Inc.05-19-2016
Reecha Gurung PetersonJ.P. Morgan Securities LLCScottrade, Inc.03-29-2016
Jacques Cullen BristowJ.P. Morgan Securities LLCFidelity Brokerage Services LLC10-12-2015
Stephen Russell HansenJ.P. Morgan Securities LLCUBS Financial Services Inc.$5008-04-2015
Lauren Ashley IvisonJ.P. Morgan Securities LLCClearCreek Securities, LLC02-27-2015
Sandra Jean SwagelJ.P. Morgan Securities LLCMorgan Stanley08-18-2014
Jason Stewart DohrmanJ.P. Morgan Securities LLCSchwab Private Client Investment Advisory, Inc.06-02-2014
Michael Christopher VanderlindenJ.P. Morgan Securities LLCBBVA Securities Inc.05-19-2014
Matthew James SidgwickJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$15001-22-2014
Michael Allen RobbJ.P. Morgan Securities LLCFirst Republic Securities Company, LLC01-07-2014
Hector Napoleon MoranJ.P. Morgan Securities LLCPruco Securities, LLC.01-03-2014
James Watson Rand IIIJ.P. Morgan Securities LLCSchwab Private Client Investment Advisory, Inc.$10011-08-2013
Timothy Douglas JensenJ.P. Morgan Securities LLCMorgan Stanley06-28-2013
Michael James CastilloJ.P. Morgan Securities LLCKey Investment Services LLC04-11-2013
Chad Michael DysonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-12-2013
Dalton Shane WaldropJ.P. Morgan Securities LLCAXA Advisors, LLC$112-17-2012
Jason David HollanderJ.P. Morgan Securities LLCMorgan Stanley$110-30-2012
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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