Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randall Wade HammondJ.P. Morgan Securities LLCJefferies LLC$15005-12-2010
Peter Browning Dolan Jr.J.P. Morgan Securities LLCBNP Paribas Securities Corp.09-12-2012
Jason David HollanderJ.P. Morgan Securities LLCMorgan Stanley10-30-2012
Dalton Shane WaldropJ.P. Morgan Securities LLCAXA Advisors, LLC12-17-2012
Chad DysonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-12-2013
Michael J. CastilloJ.P. Morgan Securities LLCKey Investment Services LLC04-11-2013
Timothy Douglas JensenJ.P. Morgan Securities LLCMorgan Stanley06-28-2013
Brian J. HaasJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC07-22-2013
James Watson RandJ.P. Morgan Securities LLCSchwab Private Client Investment Advisory, Inc.$10011-08-2013
Hector N. MoranJ.P. Morgan Securities LLCPruco Securities, LLC.01-03-2014
Michael Allen RobbJ.P. Morgan Securities LLCFirst Republic Securities Company, LLC01-07-2014
Matthew James SidgwickJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-22-2014
Jason Stewart DohrmanJ.P. Morgan Securities LLCSchwab Private Client Investment Advisory, Inc.$1006-02-2014
Drew D. WaderichJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC06-06-2014
Amelia Marie EstrellaJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC07-01-2014
Sandra Jean SwagelJ.P. Morgan Securities LLCMorgan Stanley08-18-2014
Lauren Ashley IvisonJ.P. Morgan Securities LLCClearCreek Securities, LLC02-27-2015
Stephen Russell HansenJ.P. Morgan Securities LLCUBS Financial Services Inc.$5008-04-2015
Jacques Cullen BristowJ.P. Morgan Securities LLCFidelity Brokerage Services LLC10-12-2015
Daniel James VollmerJ.P. Morgan Securities LLCGWFS Equities, Inc.05-19-2016
Margaret Arrington PettyJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC06-06-2016
Jodie Lyn McKenzieJ.P. Morgan Securities LLCStrategic Advisers LLC06-07-2016
Brett Michael WoodsJ.P. Morgan Securities LLCOppenheimerFunds Distributor, Inc.07-12-2016
Julie Rae WalkerJ.P. Morgan Securities LLCState Farm VP Management Corp.09-26-2016
Bart Jason MangelsJ.P. Morgan Securities LLCNYLIFE Securities LLC09-27-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.