Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charlotte Painter PainterJ.P. Morgan Securities LLCRoyal Alliance Associates, Inc.01-11-2019
Daniel Aaron LampeJ.P. Morgan Securities LLCBancWest Investment Services, Inc.$15012-11-2018
Elijah James Jarred BrownJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors03-28-2019
Frank H. RoddyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-12-2018
Jeffrey John BloomquistJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2018
Jeremy Jordan AudasJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2019
Jodi C. PickensJ.P. Morgan Securities LLCBBVA Securities Inc.04-29-2019
Joshua Lee BoyettJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC11-29-2018
Jozsef L. Rebek IIJ.P. Morgan Securities LLCKey Investment Services LLC04-09-2019
Laurie E. MasonJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC05-22-2019
Robert James LuckelJ.P. Morgan Securities LLCT. Rowe Price Investment Services, Inc.01-17-2019
Robyn Ann OwensJ.P. Morgan Securities LLCMorgan Stanley02-21-2019
Travis Dean RhodesJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-02-2019

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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