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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sabra May PitkinKey Investment Services LLCJ.P. Morgan Securities LLC12-19-2019
Russell Lewis HansenKey Investment Services LLCCUSO Financial Services, L.P.10-29-2019
Patrick Sanford MullinsKey Investment Services LLCRaymond James & Associates, Inc.09-05-2019
Richard KumiKey Investment Services LLCWells Fargo Clearing Services, LLC07-12-2019
Eric Wayne MontgomeryKey Investment Services LLCFirst Command Financial Planning, Inc.05-13-2019
Sandra Ann LaskowskiKey Investment Services LLCFidelity Brokerage Services LLC01-17-2019
Adam Ryan SmithKey Investment Services LLCNYLIFE Securities LLC10-05-2018
Jessika Jean EvansKey Investment Services LLCWells Fargo Clearing Services, LLC06-06-2017
Frank D. AzzaroKey Investment Services LLCBBVA Securities Inc.05-18-2017
Jesse Randall MaggioKey Investment Services LLCKey Investment Services LLC05-03-2017
Tyler ClineKey Investment Services LLCAXA Advisors, LLC05-01-2017
Remi Leigh NelsonKey Investment Services LLCJ.P. Morgan Securities LLC03-29-2017
David L. ThompsonKey Investment Services LLCNYLIFE Securities LLC11-09-2016
Robert Allen EdwardsKey Investment Services LLCKey Investment Services LLC10-04-2016
Uchenna Victor AmakomKey Investment Services LLCCsfbdirect, Inc.08-30-2016
Zachary Nigel PickettKey Investment Services LLCU.S. Bancorp Investments, Inc.08-01-2016
Rodolfo Ayala-FuentesKey Investment Services LLCWells Fargo Clearing Services, LLC01-29-2016
Steven Warren MosmanKey Investment Services LLCFarmers Financial Solutions, LLC08-31-2015
Payton James McLachlanKey Investment Services LLCJ.P. Morgan Securities LLC08-10-2015
Christopher Richard TracyKey Investment Services LLCWells Fargo Clearing Services, LLC06-18-2015
Richard D. ShinazyKey Investment Services LLCWells Fargo Clearing Services, LLC06-03-2015
Donald J. Liffengren Jr.Key Investment Services LLCTD Ameritrade Investment Management, LLC05-20-2015
Christopher William DollKey Investment Services LLCJ.P. Morgan Securities LLC04-16-2015
Mery Margarita WeissKey Investment Services LLCWells Fargo Clearing Services, LLC04-08-2015
John Paul ManzanaresKey Investment Services LLCU.S. Bancorp Investments, Inc.04-07-2015
Next Page »

Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.