Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Edward GraciaKey Investment Services LLCWells Fargo Clearing Services, LLC05-04-2009
Ray Wataru NishikawaKey Investment Services LLCH&R Block Financial Advisors, Inc.08-31-2009
Ann Galvin ReKey Investment Services LLCWells Fargo Clearing Services, LLC10-12-2009
Jason Ryan AndersenKey Investment Services LLCMorgan Stanley10-18-2010
Michael Stephan MareKey Investment Services LLCEdward Jones10-25-2010
Tabrenia Lynn DavidsonKey Investment Services LLCU.S. Bancorp Investments, Inc.11-29-2010
David James IsaacsKey Investment Services LLCEdward Jones$5011-29-2010
Randy F ByunKey Investment Services LLCChase Investment Services Corp.01-13-2011
Michael Dean McCubbinKey Investment Services LLCEdward Jones$2501-31-2011
Gary Allen UlamKey Investment Services LLCBBVA Compass Investment Solutions, Inc.03-10-2011
Jonathan Edward SchnaidtKey Investment Services LLCChase Investment Services Corp.$1007-06-2011
Thomas Dale Kewell Jr.Key Investment Services LLCSorrento Pacific Financial, LLC07-20-2011
Michael D N ParkinKey Investment Services LLCChase Investment Services Corp.11-01-2011
Christopher Keely PicardiKey Investment Services LLCChase Investment Services Corp.12-14-2011
Margaret Frances WebsterKey Investment Services LLCWells Fargo Clearing Services, LLC02-21-2012
Robert Donald CassidayKey Investment Services LLCWells Fargo Clearing Services, LLC04-18-2012
Kevin R. HanianKey Investment Services LLCEdward Jones07-09-2012
John David AndersonKey Investment Services LLCNational Planning Corporation07-30-2012
Wayne Timothy RoysKey Investment Services LLCLPL Financial LLC$1009-10-2012
John Michael SchulerKey Investment Services LLCAusdal Financial Partners, Inc.10-04-2012
Sibyl M. SamuelKey Investment Services LLCJ.P. Morgan Securities LLC01-23-2013
Evelyn Diane BirbilasKey Investment Services LLCPNC Investments08-22-2013
Bodie Russell JonesKey Investment Services LLCNorthwestern Mutual Investment Services, LLC01-02-2014
Isaiah Charles Moses GuerreroKey Investment Services LLCBBVA Securities Inc.01-06-2014
Anthony Frank CianoKey Investment Services LLCBBVA Securities Inc.02-04-2014
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.