Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan MolloyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
J Kim SimmonsLPL Financial LLCAmeriprise Financial Services, Inc.$10006-07-2019
Edward John FrellyLPL Financial LLCWaddell & Reed$106-03-2019
Rebekah Renee Von BergLPL Financial LLCWaddell & Reed06-03-2019
James Stanley JohnsonLPL Financial LLCCountry Capital Management Company$2501-16-2019
Samuel B Urso IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC11-20-2018
Robert Deane ScottLPL Financial LLCRaymond James Financial Services Advisors, Inc$10010-31-2018
Tuan Tran PhanLPL Financial LLCAmeriprise Financial Services, Inc.10-01-2018
David James DunnLPL Financial LLCRaymond James Financial Services, Inc.09-28-2018
Jeffrey David DunnLPL Financial LLCRaymond James Financial Services, Inc.$5009-28-2018
Daniel Bruce JohnsonLPL Financial LLCSecurities America, Inc.$2508-24-2018
Dennis Lee FinkenLPL Financial LLCSecurities America, Inc.$5008-24-2018
Peter John PittmanLPL Financial LLCWells Fargo Clearing Services, LLC$108-03-2018
Alexa Brennan BrascettaLPL Financial LLCSammons Financial Network, LLC06-15-2018
Stephan Russell ArmstrongLPL Financial LLCSecurities America, Inc.06-13-2018
David Jon BaerLPL Financial LLCWells Fargo Clearing Services, LLC$106-01-2018
Carol Ann SutterfieldLPL Financial LLCHinds Financial Group Inc$5005-23-2018
Emily Sue HarrisLPL Financial LLCSecurities America, Inc.05-08-2018
Anton Paul RipsamLPL Financial LLCWells Fargo Clearing Services, LLC$104-20-2018
Patrick John BrannanLPL Financial LLCCetera Advisors LLC04-02-2018
Jeffrey Scott MarkewichLPL Financial LLCCetera Advisor Networks LLC$103-29-2018
Allan Dean WarpnessLPL Financial LLCProEquities, Inc.02-15-2018
Thomas Chadwick RennerLPL Financial LLCAXA Distributors, LLC$10001-25-2018
David Reid Pringle Jr.LPL Financial LLCBOK Financial Services, Inc.$112-08-2017
Abraheem YameenLPL Financial LLCNational Planning Corporation11-29-2017
Next Page »

Showing 1 to 25 of 233 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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