Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Corrine KoehlerLPL Financial LLCWells Fargo Advisors, LLC$12006-24-2020
Michael Keith BrannonLPL Financial LLCCUSO Financial Services, L.P.$1006-01-2020
Wesley James UrsickLPL Financial LLCRaymond James Financial Services$13605-26-2020
Corinne Gail KoehlerLPL Financial LLCWells Fargo Advisors Financial Network, LLC$10005-18-2020
Ryan L. MasonLPL Financial LLCRaymond James Financial Services, Inc.$2505-05-2020
Daniel Ewen O'LearyLPL Financial LLCSecurities America Advisors, Inc.$5004-30-2020
Daniel Ewen O'LearyLPL Financial LLCSecurities America, Inc.$5004-30-2020
Chester A. Wallace Jr.LPL Financial LLCSecurities America, Inc.$2504-30-2020
Whitney Blaine OtisLPL Financial LLCSecurities America, Inc.04-30-2020
Karla RossLPL Financial LLCSecurities America, Inc.04-16-2020
Thomas Mark IbsenLPL Financial LLCMML Investors Services, LLC04-03-2020
Charles William BourgeoisLPL Financial LLCSecurities America, Inc.$2503-18-2020
Erika Renae AgardLPL Financial LLCNorthwestern Mutual Investment Services, LLC02-25-2020
Scott William CodyLPL Financial LLCSecurities America, Inc.02-03-2020
Laura Suzanne PodraskyLPL Financial LLCGeorge K. Baum & Company01-31-2020
Billy James FunderburkLPL Financial LLCSecurities America, Inc.$1001-31-2020
Jody Kim HinseyLPL Financial LLCFirst Allied Securities, Inc.01-24-2020
Cory J NyeLPL Financial LLCEdward Jones01-17-2020
Roy Michael StraubLPL Financial LLCSecurities America, Inc.$5001-15-2020
Daniel Lee GroteLPL Financial LLCSecurities America, Inc.01-15-2020
Robert Allen NovakLPL Financial LLC1st Global Capital Corp.12-03-2019
Emily Kathleen BiehlerLPL Financial LLCCommonwealth Financial Network11-18-2019
Nicholas Martin RoseLPL Financial LLCCommonwealth Financial Network11-18-2019
Marcus John GaudreaultLPL Financial LLCWestern Wealth Management LLC$2511-01-2019
Ted Eric AlbrechtLPL Financial LLCJ.P. Morgan Securities LLC$5010-11-2019
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Showing 1 to 25 of 244 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.