Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Maria Dolores BarelaLPL Financial LLCWells Fargo Clearing Services, LLC$2503-05-2009
Michael L ChevalierLPL Financial LLCNYLIFE Securities LLC04-01-2009
Thomas Lloyd WorthLPL Financial LLCVoya Financial Advisors, Inc.$2504-01-2009
Patricia Ann ScottLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00004-06-2009
Kenneth Curtis TownsendLPL Financial LLCRBC Capital Markets, LLC04-24-2009
Catherine ScheuberLPL Financial LLCUBS Financial Services Inc.05-14-2009
Jeffrey Davin PayneLPL Financial LLCAmeriprise Financial Services, LLC05-22-2009
Erik Curtis SorensonLPL Financial LLCAmeriprise Financial Services, LLC$5005-22-2009
Tom Duncan BrommLPL Financial LLCLincoln Financial Advisors Corporation05-29-2009
Jeffrey Dean ErwinLPL Financial LLCUBS Financial Services Inc.$2507-01-2009
Gregory Lee HorstmanLPL Financial LLCMorgan Stanley$5007-02-2009
Craig Arnold ArfstenLPL Financial LLCMorgan Stanley$10007-02-2009
Henry ZabarskyLPL Financial LLCChase Investment Services Corp.$15007-13-2009
Maryann RuckLPL Financial LLCJ.P. Morgan Securities LLC$2508-04-2009
Richard Eric WeintraubLPL Financial LLCCetera Investment Services LLC$8309-08-2009
Stephen Randall KlineLPL Financial LLCRBC Capital Markets, LLC10-01-2009
Michael Robert McdonaldLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2512-08-2009
David Jon PocsLPL Financial LLCEquitable Advisors, LLC01-15-2010
Adam Watson HallLPL Financial LLCVALIC Financial Advisors, Inc.02-05-2010
Kevan Edward McnaughtLPL Financial LLCCetera Investment Services LLC$5002-10-2010
Doug John GriffithLPL Financial LLCWells Fargo Clearing Services, LLC04-29-2010
James Paul UrbonasLPL Financial LLCMorgan Stanley$20005-05-2010
Lori Jane MillerLPL Financial LLCMetLife Securities Inc.$2506-30-2010
Kenton Hillard HuffLPL Financial LLCEquitable Advisors, LLC07-01-2010
William Gregory YoungLPL Financial LLCWaddell & Reed07-16-2010
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Showing 1 to 25 of 201 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.