Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Alan BorskiLPL Financial LLCUBS Financial Services Inc.01-02-2009
Cathey Hix BrownLPL Financial LLCEdward Jones01-06-2009
Michael Scott AkinsLPL Financial LLCUnited Securities Alliance, Inc.01-13-2009
Kimberly Ann GieselerLPL Financial LLCMetLife Securities Inc.02-05-2009
Michael L ChevalierLPL Financial LLCNYLIFE Securities LLC04-01-2009
Thomas Lloyd WorthLPL Financial LLCVoya Financial Advisors, Inc.04-01-2009
Patricia Ann ScottLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2009
Kenneth Curtis TownsendLPL Financial LLCRBC Capital Markets, LLC$2504-24-2009
Catherine ScheuberLPL Financial LLCUBS Financial Services Inc.05-14-2009
Dianne M. Wireman-HeathLPL Financial LLCUBS Financial Services Inc.$10005-18-2009
Jeffrey Davin PayneLPL Financial LLCAmeriprise Financial Services, LLC05-22-2009
Erik Curtis SorensonLPL Financial LLCAmeriprise Financial Services, LLC05-22-2009
Stephen Lang WeinigLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-27-2009
Gregory Lee HorstmanLPL Financial LLCMorgan Stanley07-02-2009
Craig Arnold ArfstenLPL Financial LLCMorgan Stanley07-02-2009
Maryann RuckLPL Financial LLCJ.P. Morgan Securities LLC08-04-2009
Richard Eric WeintraubLPL Financial LLCCetera Investment Services LLC$5009-08-2009
Stephen Randall KlineLPL Financial LLCRBC Capital Markets, LLC$10010-01-2009
Rahul KashyapLPL Financial LLCHalbert Hargrove10-12-2009
Michael Robert McDonaldLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2009
Bradley Ross ThompsonLPL Financial LLCCetera Investment Services LLC12-16-2009
David Jon PocsLPL Financial LLCAXA Advisors, LLC01-15-2010
Adam Watson HallLPL Financial LLCVALIC Financial Advisors, Inc.$5002-05-2010
Kevan Edward McNaughtLPL Financial LLCCetera Investment Services LLC02-10-2010
Brady Scott MullenLPL Financial LLCForta Financial Group, Inc.$2502-16-2010
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Showing 1 to 25 of 244 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.