Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Wayne FolandLPL Financial LLCSecurities Service Network, LLC11-19-2013
Benjamin E. CasnerLPL Financial LLCRaymond James Financial Services, Inc.$1001-02-2014
Leland Brent NunnallyLPL Financial LLCEdward Jones$1002-14-2014
Michael Frederick Myers Sr.LPL Financial LLCParkland Securities, LLC$1006-02-2014
William R. DouglasLPL Financial LLCAXA Advisors, LLC08-01-2014
Patterson James McKinlayLPL Financial LLCFinancial Telesis Inc09-25-2014
Cynthia Leann HodgesLPL Financial LLCFinancial Telesis Inc09-25-2014
Scott Robert WingfieldLPL Financial LLCAllstate Financial Services, LLC11-25-2014
Michael Beric ChristiansenLPL Financial LLCEdward Jones01-02-2015
Paul Levy Jr., William PierLPL Financial LLCUBS Financial Services Inc. Inc.$16002-04-2015
Paul Edward Levy Jr.LPL Financial LLCUBS Financial Services Inc.$5002-04-2015
Bill WoodwardLPL Financial LLCWells Fargo Advisors$10005-01-2015
Dennis Marshall, Kristin SchoenfelderLPL Financial LLCRoyal Alliance$8507-10-2015
Michael D. RosenthalLPL Financial LLCWells Fargo Clearing Services, LLC08-28-2015
Jared PowellLPL Financial LLCWaddell & Reed$6010-26-2015
Kristopher James MorrowLPL Financial LLCMML Investors Services, LLC$2201-04-2016
Edwin BlanchardLPL Financial LLCMorgan Stanley$6002-19-2016
Shelley Marie HoffmanLPL Financial LLCWestern Wealth Management LLC03-14-2016
Michael Shannon DanaLPL Financial LLCWestern Wealth Management LLC$2504-22-2016
Benita CreacyLPL Financial LLCWestern Wealth Management LLC$2504-22-2016
Richard Cotten MurphyLPL Financial LLCWestern Wealth Management LLC$1004-22-2016
Wade Arthur OlsonLPL Financial LLCWestern Wealth Management LLC04-22-2016
Anthony John MirendaLPL Financial LLCWestern Wealth Management LLC04-29-2016
Daniel EllisLPL Financial LLCU.S. Bancorp Investments$10005-04-2016
Daniel David EllisLPL Financial LLCWestern Wealth Management LLC$10005-04-2016
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Showing 76 to 100 of 190 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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