Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melodie Charlene ScalfLPL Financial LLCNational Planning Corporation11-29-2017
Todd Michael AndreLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Thomas Chadwick RennerLPL Financial LLCAXA Distributors, LLC$10001-25-2018
Gregory Dean AndersonLPL Financial LLCSII Investments, Inc.$5002-14-2018
Rodney Kent WilsonLPL Financial LLCSII Investments, Inc.02-14-2018
Richard Jason LevineLPL Financial LLCSII Investments, Inc.02-14-2018
James Lavern Cox IIILPL Financial LLCSII Investments, Inc.02-14-2018
Allan Dean WarpnessLPL Financial LLCProEquities, Inc.02-15-2018
Jeffrey Scott MarkewichLPL Financial LLCCetera Advisor Networks LLC03-29-2018
Patrick J. BrannanLPL Financial LLCCetera Advisors LLC04-02-2018
Anton Paul RipsamLPL Financial LLCWells Fargo Clearing Services, LLC04-20-2018
Emily Sue HarrisLPL Financial LLCSecurities America, Inc.05-08-2018
Carol Ann SutterfieldLPL Financial LLCHinds Financial Group Inc$5005-23-2018
David Jon BaerLPL Financial LLCWells Fargo Clearing Services, LLC06-01-2018
Stephan Russell ArmstrongLPL Financial LLCSecurities America, Inc.06-13-2018
Peter John PittmanLPL Financial LLCWells Fargo Clearing Services, LLC08-03-2018
Dennis Lee FinkenLPL Financial LLCSecurities America, Inc.$5008-24-2018
Daniel Bruce JohnsonLPL Financial LLCSecurities America, Inc.$2508-24-2018
Jeffrey David DunnLPL Financial LLCRaymond James Financial Services, Inc.$5009-28-2018
David James DunnLPL Financial LLCRaymond James Financial Services, Inc.09-28-2018
Tuan Tran PhanLPL Financial LLCAmeriprise Financial Services, Inc.10-01-2018
Dan Johnson, Melissa Dixon, Tami Eberhardt, Barb Bruen, Matt Dixon, Darin Luze, Ron Platz, Denny FinkenLPL Financial LLCSecurities America, Inc.$27510-09-2018
Robert Deane ScottLPL Financial LLCRaymond James Financial Services Advisors, Inc$10010-31-2018
Lynn Dee AnnanLPL Financial LLCMorgan Stanley$1,00011-09-2018
Samuel B. Urso IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC11-20-2018
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Showing 151 to 175 of 188 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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