Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cathey Hix BrownLPL Financial LLCEdward Jones01-06-2009
Michael L ChevalierLPL Financial LLCNYLIFE Securities LLC04-01-2009
Thomas Lloyd WorthLPL Financial LLCVoya Financial Advisors, Inc.04-01-2009
Patricia Ann ScottLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2009
Kenneth Curtis TownsendLPL Financial LLCRBC Capital Markets, LLC$2504-24-2009
Catherine ScheuberLPL Financial LLCUBS Financial Services Inc.05-14-2009
Jeffrey Davin PayneLPL Financial LLCAmeriprise Financial Services, Inc.05-22-2009
Erik Curtis SorensonLPL Financial LLCAmeriprise Financial Services, Inc.05-22-2009
Gregory Lee HorstmanLPL Financial LLCMorgan Stanley07-02-2009
Craig Arnold ArfstenLPL Financial LLCMorgan Stanley07-02-2009
Maryann RuckLPL Financial LLCJ.P. Morgan Securities LLC08-04-2009
Richard Eric WeintraubLPL Financial LLCCetera Investment Services LLC$5009-08-2009
Brian David WilliamsLPL Financial LLCMutual Service Corporation$2509-08-2009
Gary Dean MeswardLPL Financial LLCMutual Service Corporation09-08-2009
Robert Bernhard JohnsonLPL Financial LLCMutual Service Corporation09-08-2009
Paul Elroy KollerLPL Financial LLCMutual Service Corporation09-08-2009
Stephen Randall KlineLPL Financial LLCRBC Capital Markets, LLC10-01-2009
Michael Robert McDonaldLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2009
David Jon PocsLPL Financial LLCAXA Advisors, LLC01-15-2010
Adam Watson HallLPL Financial LLCVALIC Financial Advisors, Inc.02-05-2010
Kevan Edward McNaughtLPL Financial LLCCetera Investment Services LLC02-10-2010
Robert AlexandrovicLPL Financial LLCUBS Financial Services Inc.03-08-2010
Adam Scott VartanyanLPL Financial LLCAXA Advisors, LLC04-01-2010
Doug John GriffithLPL Financial LLCWells Fargo Clearing Services, LLC04-29-2010
Kenton Hillard HuffLPL Financial LLCAXA Advisors, LLC$1007-01-2010
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Showing 1 to 25 of 188 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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