Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Ross LuncefordLPL Financial LLCSecurities Service Network, LLC$2510-29-2013
Adam Scott VartanyanLPL Financial LLCAXA Advisors, LLC04-01-2010
Adam Watson HallLPL Financial LLCVALIC Financial Advisors, Inc.$5002-05-2010
Alan Michael RomeroLPL Financial LLCUBS Financial Services Inc.06-01-2015
Alexa B. BrascettaLPL Financial LLCSammons Financial Network, LLC06-15-2018
Allan Dean WarpnessLPL Financial LLCProEquities, Inc.02-15-2018
Allison Louise SchmidtLPL Financial LLCRaymond James Financial Services, Inc.05-26-2017
Ann Galvin ReLPL Financial LLCKey Investment Services LLC09-18-2012
Anthony John MirendaLPL Financial LLCWestern Wealth Management LLC04-29-2016
Anthony Lee PelzLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC04-10-2018
Anthony Morris DoctorLPL Financial LLCRaymond James Financial Services, Inc.10-31-2018
Anthony Raymond PrzecheraLPL Financial LLCWells Fargo Clearing Services, LLC08-19-2011
Anton Paul RipsamLPL Financial LLCWells Fargo Clearing Services, LLC04-20-2018
Barbara Barrio BecknerLPL Financial LLCEdward Jones$15007-17-2019
Barbara J. BruenLPL Financial LLCSecurities America, Inc.$5008-24-2018
Benita CreacyLPL Financial LLCWestern Wealth Management LLC$2504-22-2016
Benjamin E. CasnerLPL Financial LLCRaymond James Financial Services, Inc.$1001-02-2014
Benjamin MoultrieLPL Financial LLCNational Planning Corporation04-02-2012
Billy James FunderburkLPL Financial LLCSecurities America, Inc.$1001-31-2020
Bradley Ross ThompsonLPL Financial LLCCetera Investment Services LLC12-16-2009
Brady Scott MullenLPL Financial LLCForta Financial Group, Inc.$2502-16-2010
Brandon A. BlankenshipLPL Financial LLCLPL Financial LLC10-30-2017
Brandy Shay GoodnowLPL Financial LLCVoya Financial Partners, LLC06-16-2017
Brannon Neal BrownLPL Financial LLCChesapeake Investment Management LLC10-14-2011
Bryson Blair BradenLPL Financial LLCWaddell & Reed06-01-2012
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Showing 1 to 25 of 244 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.