Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kelsey Ann ODeyLPL Financial LLCWells Fargo Clearing Services, LLC$10008-09-2018
Peter John PittmanLPL Financial LLCWells Fargo Clearing Services, LLC08-03-2018
David Jon BaerLPL Financial LLCWells Fargo Clearing Services, LLC06-01-2018
Anton Paul RipsamLPL Financial LLCWells Fargo Clearing Services, LLC04-20-2018
Raymond Scott VanderwalLPL Financial LLCWells Fargo Clearing Services, LLC08-31-2017
Garrick Scot SasaLPL Financial LLCWells Fargo Clearing Services, LLC03-06-2017
Michael D. RosenthalLPL Financial LLCWells Fargo Clearing Services, LLC08-28-2015
Dora Louise MonahanLPL Financial LLCWells Fargo Clearing Services, LLC07-28-2015
William Garth WoodwardLPL Financial LLCWells Fargo Clearing Services, LLC05-01-2015
Michael Gregory EustonLPL Financial LLCWells Fargo Clearing Services, LLC06-20-2014
William M MillerLPL Financial LLCWells Fargo Clearing Services, LLC$10006-20-2014
Jill Marie SchmiedingLPL Financial LLCWells Fargo Clearing Services, LLC05-22-2014
Mark C MaguireLPL Financial LLCWells Fargo Clearing Services, LLC12-14-2012
Patrick Edwin DowlinLPL Financial LLCWells Fargo Clearing Services, LLC11-23-2012
Anthony Raymond PrzecheraLPL Financial LLCWells Fargo Clearing Services, LLC08-19-2011
Scott Robert HerrmannLPL Financial LLCWells Fargo Clearing Services, LLC03-09-2011
Kenneth James PayneLPL Financial LLCWells Fargo Clearing Services, LLC09-30-2010
Chad R. GordonLPL Financial LLCWells Fargo Clearing Services, LLC08-31-2010
Doug John GriffithLPL Financial LLCWells Fargo Clearing Services, LLC04-29-2010

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.