Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mary Elizabeth SwensonMML Investors Services, LLCNYLIFE Securities LLC03-24-2020
Anna M. BerezowskaMML Investors Services, LLCAXA Advisors, LLC$102-12-2020
John Michael Van De BogartMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-15-2019
Kerry Linn WalkerMML Investors Services, LLCThe O.N. Equity Sales Company$24110-04-2019
Jeremy L. KriegMML Investors Services, LLCNYLIFE Securities LLC09-24-2019
Tracie M. BeckerMML Investors Services, LLCJ.P. Morgan Securities LLC03-20-2019
Christopher Alan BransgroveMML Investors Services, LLCPark Avenue Securities LLC03-06-2019
Anant S. MehtaMML Investors Services, LLCPark Avenue Securities LLC02-13-2019
William R. HallMML Investors Services, LLCNYLIFE Securities LLC12-13-2018
Samuel Thomas HendersonMML Investors Services, LLCFinancial Engines Advisors L.L.C.06-01-2018
Joseph Michael AdrianoMML Investors Services, LLCTransamerica Financial Advisors, Inc05-30-2018
Carlos Arturo BautistaMML Investors Services, LLCBNY Mellon Securities Corporation05-15-2018
Frank B. GrinnellMML Investors Services, LLCRBC Capital Markets, LLC$2503-20-2018
Jessica Elisabeth BeckMML Investors Services, LLCBancWest Investment Services, Inc.03-02-2018
Justin Rowe ByrdMML Investors Services, LLCNYLIFE Securities LLC01-17-2018
Jervis Longyear DiciccoMML Investors Services, LLCTrilogy Capital, Inc.05-17-2017
Michelle Lee TollarMML Investors Services, LLCCountry Capital Management Company05-11-2017
Cameron KolbMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-04-2017
Ben SarsozoMML Investors Services, LLCSummit Brokerage Services, Inc.$2504-26-2017
Shane Michael BaumanMML Investors Services, LLCPark Avenue Securities LLC04-19-2017
Ivan Jevon JonesMML Investors Services, LLCPark Avenue Securities LLC04-19-2017
John Barnes HarfertMML Investors Services, LLCCambridge Investment Research, Inc.$5003-08-2017
Kevin Carl ArvidsonMML Investors Services, LLCPark Avenue Securities LLC03-06-2017
Rico NelsonMML Investors Services, LLCPark Avenue Securities LLC01-03-2017
Debra Lynn MillerMML Investors Services, LLCThrivent Investment Management Inc.05-31-2016
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.