Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mary Elizabeth SwensonMML Investors Services, LLCNYLIFE Securities LLC03-24-2020
Kurt Alan BeerlineMML Investors Services, LLCFidelity Brokerage Services LLC01-10-2020
John Michael Van De BogartMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-15-2019
Anant S MehtaMML Investors Services, LLCPark Avenue Securities LLC02-13-2019
William R HallMML Investors Services, LLCNYLIFE Securities LLC12-13-2018
Joseph Michael AdrianoMML Investors Services, LLCTransamerica Financial Advisors, Inc05-30-2018
Carlos Arturo BautistaMML Investors Services, LLCBNY Mellon Securities Corporation05-15-2018
Ben SarsozoMML Investors Services, LLCSummit Brokerage Services, Inc.04-26-2017
Kevin Carl ArvidsonMML Investors Services, LLCPark Avenue Securities LLC03-06-2017
Rico NelsonMML Investors Services, LLCPark Avenue Securities LLC01-03-2017
Victoria J AvedesianMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-22-2016
Rachel Elizabeth ComfortMML Investors Services, LLCEquitable Advisors, LLC01-07-2016
Eric Martin JacobsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-25-2015
Bryan Paul AndersenMML Investors Services, LLCMetLife Investors Distribution Company08-23-2013
Douglas Tim NelsonMML Investors Services, LLCPark Avenue Securities LLC$5003-09-2015

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.