Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elise-Ariana H. AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC03-16-2020
Sean A. HorsleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-10-2020
Michael Allen ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedBancWest Investment Services, Inc.01-08-2020
Candace Lyn DoverspikeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-18-2019
Colin Gates McGlynnMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC11-15-2019
Brian David SchmidtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-07-2019
Joseph Michael LavalleMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC08-09-2019
Vincent George LavalleMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC08-09-2019
Brazos Duncan KendallMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC07-22-2019
Daniel Steven BergayMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors07-17-2019
Dalton Shane WaldropMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-24-2019
Timothy Charles LawrenceMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5005-24-2019
Rayvon Ahmad SolomonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.04-18-2019
Michael Christopher HutchesonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15010-26-2018
Brien Holt MattinglyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-19-2018
Robert M. HalbertMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-04-2018
Kaye Rene SanfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedThrivent Investment Management Inc.$5008-02-2018
Jillian Sue ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC07-31-2018
Brian William BettermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-05-2018
Nicholas Daniel HendersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC04-13-2018
Jeremy Jordan AudasMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC03-05-2018
Nicholas Bradley DeruyckMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-31-2018
Robert John EmersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC12-18-2017
Joseph Arthur DorenbuschMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-14-2017
Brandon Douglas BarnardMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-02-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.