Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Charles LawrenceMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5005-24-2019
Dalton Shane WaldropMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-24-2019
Rayvon Ahmad SolomonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.04-18-2019
Michael Christopher HutchesonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15010-26-2018
Brien Holt MattinglyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-19-2018
Robert M. HalbertMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-04-2018
Jillian Sue ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC07-31-2018
Brian William BettermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-05-2018
Nicholas Daniel HendersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-13-2018
Nicholas Bradley DeruyckMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-31-2018
Robert John EmersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC12-18-2017
Christopher John SommeseMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-15-2017
Paul Harris MurrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-19-2017
Sandra Lynn ConroyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$6806-20-2017
Matthew Allen BurnettMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-18-2017
Peter C. SherlockMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-04-2017
Augustus Bowdoin SpauldingMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-02-2016
Cory Richard KozisekMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-02-2016
William James BradfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC06-23-2016
Isaac Paul DaughertyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC03-09-2016
Pasha GhaemiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-04-2015
Jacqueline Rebecca Shaughnessy-SobczakMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-24-2015
Anthony Chevalier, Vance WhitbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc. Inc.$19307-08-2015
Wesley Dale WeiseMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthern Trust Securities, Inc.01-14-2015
Jacquelyn NiedringhausMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed$10008-04-2014
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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