Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Joseph PahlMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.05-16-2013
Anthony Chevalier, Vance WhitbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc. Inc.$19307-08-2015
Augustus Bowdoin SpauldingMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-02-2016
Brenda Sue CoxMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Brian William BettermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-05-2018
Brien Holt MattinglyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-19-2018
Christopher Anthony PoulosMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1001-06-2012
Christopher John SommeseMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-15-2017
Christopher John TrinceriMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1007-15-2011
Christopher Michael MullenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Investments, LLC12-17-2010
Cory Richard KozisekMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-02-2016
Dalton Shane WaldropMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-24-2019
Darwin Clair Campbell, Matthew Richard MatherlyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-01-2009
Heather Lynn PachecoMerrill Lynch, Pierce, Fenner & Smith IncorporatedOld Mutual Investment Partners11-30-2009
Isaac Paul DaughertyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC03-09-2016
Jacqueline Rebecca Shaughnessy-SobczakMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-24-2015
Jacquelyn NiedringhausMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed$10008-04-2014
Jay Paul SantangeloMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10009-24-2009
Jillian Sue ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC07-31-2018
Julie Kay Lane-Bockelman, Kenneth Richard Johnson, James Steven GaveganMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-08-2009
Lawrence Andrew TorielloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2511-11-2010
Matthew Allen BurnettMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-18-2017
Michael Christopher HutchesonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15010-26-2018
Michael Ray WillefordMerrill Lynch, Pierce, Fenner & Smith IncorporatedZacks Investment Management, Inc.06-26-2013
Michelle Elizabeth LosassoMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC03-10-2011
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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