Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher John Rezek Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2018
Raymond Douglas WongMorgan StanleyInvestment Advisory Services, Inc11-06-2017
Rodney Brunnell SwearingenMorgan StanleyUBS Financial Services Inc.$110-11-2016
Glenn Eugene ScottMorgan StanleyD.A. Davidson & Co.09-29-2016
Robert John Krug Jr.Morgan StanleyD.A. Davidson & Co.09-29-2016
Nicholas Michael YipMorgan StanleyDavidson Fixed Income Management, Inc.09-27-2016
Harry Mulford Jewett IVMorgan StanleyAllianz Global Investors Distributors LLC09-08-2016
To Hun PakMorgan StanleyUBS Financial Services Inc.07-21-2016
Hayden Merrick PorterMorgan StanleyGWFS Equities, Inc.07-12-2016
Chelsey Danielle SmithMorgan StanleyJ.P. Morgan Securities LLC05-20-2016
Tanya M MerchantMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$11602-01-2016
Catherine Milford ColemanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-15-2016
Sara Kahlene HemmingsMorgan StanleySignator Investors, Inc.09-30-2015
Rex Earl HickmanMorgan StanleyRaymond James & Associates, Inc.09-23-2015
Bruce Anthony DibiaseMorgan StanleyJ.P. Morgan Securities LLC$5008-20-2015
James Edward HenkelMorgan StanleyJ.P. Morgan Securities LLC07-21-2015
Conor Sullivan MccallinMorgan StanleyJ.P. Morgan Securities LLC06-22-2015
Donald Lawrence BoydMorgan StanleyNorthern Trust Securities, Inc.$15001-26-2015
Jonathan Robert BrinckerhoffMorgan StanleyUBS Financial Services Inc.09-29-2014
Wendy Sue MurrMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2014
Scott Robert AndersonMorgan StanleyFirst Command Financial Planning, Inc.05-16-2014
Kaitlin Mary FossenMorgan StanleyAXA Advisors, LLC05-09-2014
Adam John GobleMorgan StanleyUSAA Financial Planning Services$15003-14-2014
John Joseph Andersen-KirtlandMorgan StanleyCharles Schwab & Co., Inc.02-18-2014
Robert Wade Eldridge Jr.Morgan StanleyGVC Capital LLC01-17-2014
Next Page »

Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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