Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jordan Michael CurryMorgan StanleyEdward Jones07-20-2009
Marc Timothy Pasquariello-WilliamsMorgan StanleyWells Fargo Investments, LLC07-27-2009
Gary A PetersonMorgan StanleyChase Investment Services Corp.09-11-2009
Joseph Charles ArantMorgan StanleyLincoln Investment09-14-2009
Gary Bryan SmyMorgan StanleyUBS Financial Services Inc.11-03-2009
James Mitchell RyanMorgan StanleyRoyal Alliance Associates, Inc.12-14-2009
Jason Chieh ChaoMorgan StanleyT. Rowe Price Investment Services, Inc.$1003-15-2010
Christopher Daniel LongMorgan StanleyCharles Schwab & Co., Inc.$10004-16-2010
Gerald Eugene KarreMorgan StanleyUBS Financial Services Inc.05-20-2010
James Edwin PetersonMorgan StanleyWells Fargo Clearing Services, LLC$10006-11-2010
James Michael OlsonMorgan StanleyUBS Financial Services Inc.$10007-30-2010
Mark Martin McCulloch Jr.Morgan StanleyRBC Capital Markets, LLC10-29-2010
Philip Alan WilsonMorgan StanleyCharles Schwab & Co., Inc.$15011-08-2010
Michael Anthony MarkovichMorgan StanleyWakefield Asset Management, LLLP11-26-2010
John Dwayne CoxMorgan StanleyUBS Financial Services Inc.12-03-2010
Timothy Donald SoderquistMorgan StanleyJ.P. Morgan Securities LLC02-11-2011
Daniel Lee WincklerMorgan StanleyJ.P. Morgan Securities LLC$1002-11-2011
William Scott MartinMorgan StanleyT. Rowe Price Investment Services, Inc.03-21-2011
Todd GreimannMorgan StanleyWells Fargo Clearing Services, LLC03-22-2011
Melanie Jeanene SchmiedingMorgan StanleyJ.P. Morgan Securities LLC04-15-2011
John Paul CechMorgan StanleyCharles Schwab & Co., Inc.04-29-2011
Lewis H GuthrieMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2011
Rory Daniel LindquistMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2011
Jesse Duwane YoungMorgan StanleyWells Fargo Clearing Services, LLC07-12-2011
Howard Rhiny HissrichMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-31-2011
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Showing 1 to 25 of 96 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.