Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jordan Michael CurryMorgan StanleyEdward Jones$2907-20-2009
Gary Bryan SmyMorgan StanleyUBS Financial Services Inc.11-03-2009
James Mitchell RyanMorgan StanleyRoyal Alliance Associates, Inc.12-14-2009
Jason Chieh ChaoMorgan StanleyT. Rowe Price Investment Services, Inc.03-15-2010
Gerald Eugene KarreMorgan StanleyUBS Financial Services Inc.05-20-2010
James Michael OlsonMorgan StanleyUBS Financial Services Inc.$5007-30-2010
Michael Anthony MarkovichMorgan StanleyWakefield Asset Management, LLLP$1,00011-26-2010
Jonathan Dwayne CoxMorgan StanleyUBS Financial Services Inc.$10012-03-2010
Timothy Donald SoderquistMorgan StanleyJ.P. Morgan Securities LLC$5002-11-2011
Daniel Lee WincklerMorgan StanleyJ.P. Morgan Securities LLC$2502-11-2011
William Scott MartinMorgan StanleyT. Rowe Price Investment Services, Inc.03-21-2011
Rory Daniel LindquistMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2011
Howard Rhiny HissrichMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-31-2011
Kip Cullen HertzenbergMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-23-2011
Fred Clyde SpolianskyMorgan StanleyWells Fargo Clearing Services, LLC$5010-14-2011
Bryan Warren KoepfMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-14-2011
Rhonda Gail JensenMorgan StanleyAmeriprise Financial Services, LLC11-18-2011
Christopher Patrick EissingerMorgan StanleyUBS Financial Services Inc.02-17-2012
John Thomas SkaletMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-04-2012
Nicholas Ryan JonesMorgan StanleyUBS Financial Services Inc.$10005-11-2012
Calvin Boyd MasonMorgan StanleyWells Fargo Clearing Services, LLC$10002-01-2013
Jennifer Elizabeth SchilterMorgan StanleyAmeriprise Financial Services, LLC$15003-18-2013
Lacy Adair HensonMorgan StanleyUBS Financial Services Inc.09-17-2013
John Lawrence HoganMorgan StanleyTIAA-CREF Individual & Institutional Services, LLC10-23-2013
Rick Ernest BerryMorgan StanleyEquitable Advisors, LLC01-16-2014
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.