Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael StoneMorgan StanleySanford C. Bernstein & Co., LLC01-22-2020
Ken KleinMorgan StanleyJanus Henderson Distributors07-02-2019
Miranda RossMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2019
Douglas Allan BehnfieldMorgan StanleyUBS Financial Services Inc.06-07-2019
Amelia Krill GuidiMorgan StanleyUBS Financial Services Inc.06-07-2019
Lori Ann GibbMorgan StanleyRaymond James & Associates, Inc.02-15-2019
Christopher John Rezek Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2018
Gregory Lawrence SmithMorgan StanleyMML Investors Services, LLC10-25-2018
Donald ButlerMorgan StanleyT. Rowe Price Investment Services, Inc.08-16-2018
Raymond Douglas WongMorgan StanleyInvestment Advisory Services, Inc11-06-2017
Deborra Lee BarbeeMorgan StanleyStifel, Nicolaus & Company, Incorporated05-12-2017
Rodney Brunnell SwearingenMorgan StanleyUBS Financial Services Inc.10-11-2016
Robert Orlando HillMorgan StanleyUBS Financial Services Inc.10-07-2016
Patrick James HillMorgan StanleyUBS Financial Services Inc.10-07-2016
Brendan Robert HillMorgan StanleyUBS Financial Services Inc.10-07-2016
Glenn Eugene ScottMorgan StanleyD.A. Davidson & Co.09-29-2016
Robert John Krug Jr.Morgan StanleyD.A. Davidson & Co.09-29-2016
Nicholas Michael YipMorgan StanleyDavidson Fixed Income Management, Inc.09-27-2016
Harry Mulford Jewett IVMorgan StanleyAllianz Global Investors Distributors LLC09-08-2016
To Hun PakMorgan StanleyUBS Financial Services Inc.07-21-2016
Hayden M. PorterMorgan StanleyGWFS Equities, Inc.07-12-2016
Chelsey D. SmithMorgan StanleyJ.P. Morgan Securities LLC05-20-2016
John Clarence LuckeyMorgan StanleyWells Fargo Clearing Services, LLC09-30-2015
Sara Kahlene HemmingsMorgan StanleySignator Investors, Inc.09-30-2015
James Edward HenkelMorgan StanleyJ.P. Morgan Securities LLC07-21-2015
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Showing 1 to 25 of 96 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.