Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Allan BehnfieldMorgan StanleyUBS Financial Services Inc.06-07-2019
Christopher John Rezek Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2018
Rodney Brunnell SwearingenMorgan StanleyUBS Financial Services Inc.10-11-2016
Robert Orlando Hill, Patrick James Hill, Brendan Robert HillMorgan StanleyUBS Financial Services Inc.10-07-2016
Glenn Eugene ScottMorgan StanleyD.A. Davidson & Co.09-29-2016
Nicholas Michael YipMorgan StanleyDavidson Fixed Income Management, Inc.09-27-2016
Harry Mulford Jewett IVMorgan StanleyAllianz Global Investors Distributors LLC09-08-2016
To Hun PakMorgan StanleyUBS Financial Services Inc.07-21-2016
Sara Kahlene HemmingsMorgan StanleySignator Investors, Inc.09-30-2015
Conor Sullivan McCallinMorgan StanleyJ.P. Morgan Securities LLC06-22-2015
Donald Lawrence BoydMorgan StanleyNorthern Trust Securities, Inc.01-26-2015
Jonathan R. BrinckerhoffMorgan StanleyUBS Financial Services Inc.09-29-2014
Scott Robert AndersonMorgan StanleyFirst Command Financial Planning, Inc.05-16-2014
Adam John GobleMorgan StanleyUSAA Financial Advisors, Inc.03-14-2014
Rick BerryMorgan StanleyAXA Advisors, LLC01-16-2014
John Lawrence HoganMorgan StanleyTIAA-CREF Individual & Institutional Services, LLC10-23-2013
John Thomas SkaletMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2012
Christopher Patrick EissingerMorgan StanleyUBS Financial Services Inc.02-17-2012
Bryan Warren KoepfMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-14-2011
Chadwick Royce KeelerMorgan StanleyWells Fargo Clearing Services, LLC10-14-2011
Kip C. HertzenbergMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2011
Rory Daniel LindquistMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2011
William Scott MartinMorgan StanleyT. Rowe Price Investment Services, Inc.03-21-2011
Timothy Donald Soderquist, Daniel Lee WincklerMorgan StanleyJ.P. Morgan Securities LLC02-11-2011
John Dwayne CoxMorgan StanleyUBS Financial Services Inc.12-03-2010
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Showing 1 to 25 of 125 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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