Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Edwin PetersonMorgan StanleyWells Fargo Clearing Services, LLC$10006-11-2010
Todd GreimannMorgan StanleyWells Fargo Clearing Services, LLC03-22-2011
Jesse Duwane YoungMorgan StanleyWells Fargo Clearing Services, LLC07-12-2011
Fred Clyde SpolianskyMorgan StanleyWells Fargo Clearing Services, LLC$15010-14-2011
Chadwick Royce KeelerMorgan StanleyWells Fargo Clearing Services, LLC10-14-2011
Calvin Boyd MasonMorgan StanleyWells Fargo Clearing Services, LLC$1002-01-2013
Andrew Edsel WattsMorgan StanleyWells Fargo Clearing Services, LLC02-26-2013
Robyn Ann OwensMorgan StanleyWells Fargo Clearing Services, LLC06-05-2013
Walter Lee Sweatt IIMorgan StanleyWells Fargo Clearing Services, LLC11-08-2013
John Clarence LuckeyMorgan StanleyWells Fargo Clearing Services, LLC09-30-2015
John Glover GivensMorgan StanleyWells Fargo Clearing Services, LLC$11508-11-2017
Kent Andrew WelleyMorgan StanleyWells Fargo Clearing Services, LLC$15008-11-2017
John G BaldassariMorgan StanleyWells Fargo Clearing Services, LLC$10006-07-2019
Samantha L. EdigerMorgan StanleyWells Fargo Clearing Services, LLC$5011-21-2019

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.