Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jordan Albert QuinnPersonal Capital Advisors CorporationVanguard Marketing Corporation07-30-2018
Kevin George MannPersonal Capital Advisors CorporationGWFS Equities, Inc.03-14-2018
Charles Lavon Guy Jr.Personal Capital Advisors CorporationCharles Schwab & Co., Inc.02-07-2018
Beau Michael SimonPersonal Capital Advisors CorporationGerber Kawasaki Wealth & Investment Management01-24-2018
Matthew H VibertPersonal Capital Advisors CorporationJanus Distributors LLC01-09-2018
Deming Anthony PaynePersonal Capital Advisors CorporationCharles Schwab & Co., Inc.12-01-2017
Jonathan Jay LesterPersonal Capital Advisors CorporationOppenheimerFunds Distributor, Inc.11-30-2017
Mark Jon StrombergPersonal Capital Advisors CorporationWealthSource Partners, LLC11-08-2017
Brian Richard KernsPersonal Capital Advisors CorporationNexPoint Securities, Inc.10-05-2017
John Anderson CrouterPersonal Capital Advisors CorporationFidelity Brokerage Services LLC06-26-2017
Stefan JacksonPersonal Capital Advisors CorporationLincoln Financial Advisors Corporation06-23-2017
Megan Elizabeth KanterPersonal Capital Advisors CorporationEaton Vance Distributors, Inc.06-21-2017
Justin Raymond BankPersonal Capital Advisors CorporationMorgan Stanley05-12-2017
Todd Harland BurnafordPersonal Capital Advisors CorporationPrudential Investment Management Services LLC05-11-2017
Kyle Joseph ZappiaPersonal Capital Advisors CorporationEdward Jones04-03-2017
John Andrew HathawayPersonal Capital Advisors CorporationAlphaStar Capital Management, LLC02-06-2017
Joseph Mahmood HurabPersonal Capital Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2016
Josephine R LehoPersonal Capital Advisors CorporationBB&T Investment Services, Inc.10-19-2016
Paul K. LaytonPersonal Capital Advisors CorporationMercer Allied Company, L.P.10-13-2016
Joseph Anthony LomeoPersonal Capital Advisors CorporationSymetra Securities, Inc.08-13-2016
Ian James WymorePersonal Capital Advisors CorporationMorgan Stanley01-26-2016
Monica Jihyon RyuPersonal Capital Advisors CorporationCharles Schwab & Co., Inc.08-13-2015
Ryan Jonathon BluskePersonal Capital Advisors CorporationJ.P. Morgan Securities LLC07-16-2015
Keith Douglas JonesPersonal Capital Advisors CorporationTransamerica Financial Advisors, Inc05-18-2015
Peter Cruz MaesPersonal Capital Advisors CorporationKestra Investment Services, LLC02-12-2015
Next Page »

Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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