Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Albert DeerPersonal Capital Advisors CorporationScottrade, Inc.10-31-2013
Greg Phillip LawrencePersonal Capital Advisors CorporationNestwise LLC11-25-2013
Scott Michael WalkerPersonal Capital Advisors CorporationKey Investment Services LLC01-15-2014
Mark Anthony SimmonsPersonal Capital Advisors CorporationNYLIFE Securities LLC01-16-2014
Daniel James KelloggPersonal Capital Advisors CorporationJ.P. Morgan Securities LLC02-24-2014
Michael Robert HunterPersonal Capital Advisors CorporationEdward Jones02-25-2014
Tyler Andrew MorrisPersonal Capital Advisors CorporationCambridge Investment Research, Inc.02-25-2014
Jesse Mcminn PiburnPersonal Capital Advisors CorporationAXA Advisors, LLC03-04-2014
Justin Andrew DavisPersonal Capital Advisors CorporationMercer Global Advisors Inc.05-05-2014
Shannon Marie LynchPersonal Capital Advisors CorporationUBS Financial Services Inc.05-08-2014
Gregory Daniel DepalmaPersonal Capital Advisors CorporationScottrade, Inc.06-03-2014
Brian Scott WhatleyPersonal Capital Advisors CorporationWells Fargo Clearing Services, LLC06-04-2014
Christopher Michael CarucciPersonal Capital Advisors CorporationScottrade, Inc.06-19-2014
Edward John Gueits IIPersonal Capital Advisors CorporationEdward Jones08-15-2014
Jonathan LorePersonal Capital Advisors CorporationUBS Financial Services Inc.11-05-2014
Charles Eluterio Vigil Jr.Personal Capital Advisors CorporationScottrade, Inc.12-16-2014
Peter Cruz MaesPersonal Capital Advisors CorporationKestra Investment Services, LLC02-12-2015
Keith Douglas JonesPersonal Capital Advisors CorporationTransamerica Financial Advisors, Inc05-18-2015
Ryan Jonathon BluskePersonal Capital Advisors CorporationJ.P. Morgan Securities LLC07-16-2015
Monica Jihyon RyuPersonal Capital Advisors CorporationCharles Schwab & Co., Inc.08-13-2015
Ian James WymorePersonal Capital Advisors CorporationMorgan Stanley01-26-2016
Joseph Anthony LomeoPersonal Capital Advisors CorporationSymetra Securities, Inc.08-13-2016
Paul K. LaytonPersonal Capital Advisors CorporationMercer Allied Company, L.P.10-13-2016
Josephine R LehoPersonal Capital Advisors CorporationBB&T Investment Services, Inc.10-19-2016
Joseph Mahmood HurabPersonal Capital Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2016
Next Page »

Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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