Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Beau Michael SimonPersonal Capital Advisors CorporationGerber Kawasaki Wealth & Investment Management01-24-2018
Brian Richard KernsPersonal Capital Advisors CorporationNexPoint Securities, Inc.10-05-2017
Brian Scott WhatleyPersonal Capital Advisors CorporationWells Fargo Clearing Services, LLC06-04-2014
Charles Eluterio Vigil Jr.Personal Capital Advisors CorporationScottrade, Inc.12-16-2014
Charles Lavon Guy Jr.Personal Capital Advisors CorporationCharles Schwab & Co., Inc.02-07-2018
Christopher Michael CarucciPersonal Capital Advisors CorporationScottrade, Inc.06-19-2014
Daniel James KelloggPersonal Capital Advisors CorporationJ.P. Morgan Securities LLC02-24-2014
Deming Anthony PaynePersonal Capital Advisors CorporationCharles Schwab & Co., Inc.12-01-2017
Edward John Gueits IIPersonal Capital Advisors CorporationEdward Jones08-15-2014
Greg Phillip LawrencePersonal Capital Advisors CorporationNestwise LLC11-25-2013
Gregory Daniel DepalmaPersonal Capital Advisors CorporationScottrade, Inc.06-03-2014
Ian James WymorePersonal Capital Advisors CorporationMorgan Stanley01-26-2016
Jesse Mcminn PiburnPersonal Capital Advisors CorporationAXA Advisors, LLC03-04-2014
John Anderson CrouterPersonal Capital Advisors CorporationFidelity Brokerage Services LLC06-26-2017
John Andrew HathawayPersonal Capital Advisors CorporationAlphaStar Capital Management, LLC02-06-2017
Jonathan LorePersonal Capital Advisors CorporationUBS Financial Services Inc.11-05-2014
Jonathan Jay LesterPersonal Capital Advisors CorporationOppenheimerFunds Distributor, Inc.11-30-2017
Jordan Albert QuinnPersonal Capital Advisors CorporationVanguard Marketing Corporation07-30-2018
Joseph Anthony LomeoPersonal Capital Advisors CorporationSymetra Securities, Inc.08-13-2016
Joseph Mahmood HurabPersonal Capital Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2016
Josephine R LehoPersonal Capital Advisors CorporationBB&T Investment Services, Inc.10-19-2016
Justin Andrew DavisPersonal Capital Advisors CorporationMercer Global Advisors Inc.05-05-2014
Justin Raymond BankPersonal Capital Advisors CorporationMorgan Stanley05-12-2017
Keith Douglas JonesPersonal Capital Advisors CorporationTransamerica Financial Advisors, Inc05-18-2015
Kevin George MannPersonal Capital Advisors CorporationGWFS Equities, Inc.03-14-2018
Next Page »

Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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