Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth L. Macdonald Jr.Purshe Kaplan Sterling InvestmentsSigma Financial Corporation08-11-2020
Joshua Jay JerelePurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.04-06-2018
Steven Gregory RotelloPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.11-10-2017
Chad R. GordonPurshe Kaplan Sterling InvestmentsIndependent Financial Partners$2510-30-2017
Michael John HarringtonPurshe Kaplan Sterling InvestmentsMorgan Stanley$5008-18-2017
Linda Jean SteinertPurshe Kaplan Sterling InvestmentsMorgan Stanley08-03-2017
Jill Enright ReitmeyerPurshe Kaplan Sterling InvestmentsMorgan Stanley$1005-19-2017
Nancy Pizarro MercadoPurshe Kaplan Sterling InvestmentsMorgan Stanley$10005-19-2017
Dustin L BenchPurshe Kaplan Sterling InvestmentsMorgan Stanley$10105-19-2017
Jessica Lee TaylorPurshe Kaplan Sterling InvestmentsLPL Financial LLC07-01-2016
Sarah Lyn KeysPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2015
Alan Dixon BeuggPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$15001-22-2014

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.