Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lance Preston CrossettRBC Capital Markets, LLCUBS Financial Services Inc.05-11-2020
Jason P BurkettRBC Capital Markets, LLCUBS Financial Services Inc.05-11-2020
Kyle R DanfordRBC Capital Markets, LLCUBS Financial Services Inc.05-11-2020
David Patrick BellRBC Capital Markets, LLCStifel, Nicolaus & Company, Incorporated05-04-2020
Daniel Brian MaudeRBC Capital Markets, LLCMorgan Stanley01-07-2020
Jay Paul SantangeloRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Pasha GhaemiRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Kelly Alan McGrewRBC Capital Markets, LLCUBS Financial Services Inc.09-24-2019
Alexander Nicholas AubreyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2019
Donnie DeyoungRBC Capital Markets, LLCUBS Financial Services Inc.08-22-2019
Roger M SmithRBC Capital Markets, LLCFirst Allied Securities, Inc.08-08-2019
Marc Timothy Pasquariello-WilliamsRBC Capital Markets, LLCMorgan Stanley03-06-2019
Christopher James CoburnRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated09-20-2018
Kim Louise RitchieRBC Capital Markets, LLCMorgan Stanley04-28-2016
Ron Allen ZimmermannRBC Capital Markets, LLCMorgan Stanley10-21-2015
Cash Alan FreemanRBC Capital Markets, LLCEdward Jones02-02-2015
Andrew KrantzRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-15-2012
Michael Wayne NorvellRBC Capital Markets, LLCUBS Financial Services Inc.04-03-2009
Christopher Keith BryantRBC Capital Markets, LLCEdward Jones$2511-13-2012
Eric Paul SchulzeRBC Capital Markets, LLCB. C. Ziegler and Company$4706-28-2011
Caroline HansenRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5009-03-2014
David John EvansRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-14-2012
Lawrence Scott PannRBC Capital Markets, LLCUBS Financial Services Inc.$10008-22-2019
Ron Zimmermann Gary Peterson Phillip DispenseRBC Capital Markets, LLCMorgan Stanley$13211-13-2015
Ryan S GriegoRBC Capital Markets, LLCMorgan Stanley$14004-28-2016
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.