Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ari LitvinRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-27-2019
Jamie Kenneth MoultonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-07-2019
Matthew David KothRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2019
Matthew Christian DonahueRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC02-22-2019
Richard Allan WalshRaymond James & Associates, Inc.Stifel, Nicolaus & Company, Incorporated10-31-2018
James Robert WildmanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10006-15-2018
Ian Douglas MacclureRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC06-15-2018
Mark Lloyd GriffinRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$50003-02-2018
Mark Lee LileyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10003-02-2018
Janice Margaret WeilandRaymond James & Associates, Inc.Cascade Investment Group, Inc.$15002-09-2018
Ryan Michael HickeyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10001-12-2018
Gerald Robert JonesRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-12-2018
Jacob William LacyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-21-2017
Matthew Elias WestRaymond James & Associates, Inc.Morgan Stanley$8301-20-2017
Janis Lyn CrossRaymond James & Associates, Inc.Morgan Stanley01-20-2017
Andrew Joseph SchultzRaymond James & Associates, Inc.Morgan Stanley01-20-2017
Jarrod Edward BiebelRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10011-08-2016
Petra ZuntRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.10-05-2016
Susan Festa RobertsRaymond James & Associates, Inc.RBC Capital Markets, LLC03-17-2015
Ryan JonesRaymond James & Associates, Inc.Pruco Securities, LLC.08-30-2013
George Joseph GarroRaymond James & Associates, Inc.Sanders Morris Harris LLC11-26-2012
Jon Todd MetzgerRaymond James & Associates, Inc.Sanders Morris Harris LLC11-26-2012
Larry Neil KoenigsbergRaymond James & Associates, Inc.Morgan Stanley$10008-09-2012
Patrice Marie HenningRaymond James & Associates, Inc.UBS Financial Services Inc.07-03-2012
Steven Mark Ringquist, Brian Daniel Trujillo, Bradley Wilson TrujilloRaymond James & Associates, Inc.Morgan Stanley04-13-2012
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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