Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Fortner JonesRaymond James & Associates, Inc.UBS Financial Services Inc.$10001-30-2009
Joshua Addison WaymireRaymond James & Associates, Inc.Citigroup Global Markets Inc.06-08-2009
Fred Carter WilliamsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10006-19-2009
Jonathan Mark LieberRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5006-19-2009
Linda Margaret UrickRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2506-19-2009
Lori Ann GibbRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC06-23-2009
Rex Earl HickmanRaymond James & Associates, Inc.Morgan Stanley$5006-26-2009
Stephen Harvey CohenRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10007-17-2009
Thomas Edward MahoneyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-27-2009
Eric Charles HollowayRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-21-2009
Heather Marie ChurchRaymond James & Associates, Inc.BBVA Compass Investment Solutions, Inc.11-01-2010
Gregory Lambert ThatcherRaymond James & Associates, Inc.Huntley Thatcher Ellsworth, Ltd.04-01-2011
Stephen Brian StillwellRaymond James & Associates, Inc.UBS Financial Services Inc.$2504-08-2011
Brent Steven BurrowsRaymond James & Associates, Inc.Morgan Stanley04-21-2011
Josiah David AlbertsenRaymond James & Associates, Inc.AXA Advisors, LLC$108-05-2011
John Albert NiceRaymond James & Associates, Inc.Morgan Stanley$5004-13-2012
Steven Mark RingquistRaymond James & Associates, Inc.Morgan Stanley04-13-2012
Brian Daniel TrujilloRaymond James & Associates, Inc.Morgan Stanley$10004-13-2012
Bradley Wilson TrujilloRaymond James & Associates, Inc.Morgan Stanley04-13-2012
Patrice Marie HenningRaymond James & Associates, Inc.UBS Financial Services Inc.07-03-2012
Larry Neil KoenigsbergRaymond James & Associates, Inc.Morgan Stanley$10008-09-2012
George Joseph GarroRaymond James & Associates, Inc.Sanders Morris Harris LLC$5011-26-2012
Jon Todd MetzgerRaymond James & Associates, Inc.Sanders Morris Harris LLC$5011-26-2012
Ryan JonesRaymond James & Associates, Inc.Pruco Securities, LLC.08-30-2013
Donald Thomas FuruyaRaymond James & Associates, Inc.Ameriprise Financial Services, LLC$2501-22-2015
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.