Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Troy JonesRaymond James Financial Services, Inc.Wells Fargo Investments, LLC$10008-03-2010
Tony James WittrockRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-02-2019
Justin Gregory DavisRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00003-18-2019
Clint M. DeroseRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-23-2018
King Sutton CavalierRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10004-17-2018
Christopher Michael O'NeillRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5004-16-2019
Paul David SussmanRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC04-16-2019
James Leon Smith Jr.Raymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5005-24-2018
Sandon James PurcellRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5005-24-2018
Jamie Crystal AlexanderRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC10-02-2017
Justin G. DavisRaymond James Financial Services, Inc.Wells Fargo Advisors$12003-18-2019
Sean Michael MortonRaymond James Financial Services, Inc.Waddell & Reed04-18-2011
Robert George Shedd Jr.Raymond James Financial Services, Inc.VALIC Financial Advisors, Inc.12-04-2013
Leslie Warren WinegardenRaymond James Financial Services, Inc.Transamerica Financial Advisors, Inc$5007-24-2009
Alexa J. WieseRaymond James Financial Services, Inc.TradingBlock09-04-2014
Brian P EstepRaymond James Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC09-06-2017
Weston Michael HagerRaymond James Financial Services, Inc.Signator Investors, Inc.04-09-2018
Elizabeth Kay GugelRaymond James Financial Services, Inc.SagePoint Financial, Inc.11-28-2018
Evan Bernard CarabelloRaymond James Financial Services, Inc.Ryan Financial Inc.04-11-2019
Eric Charles HollowayRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$1010-05-2012
Douglas Scott McClaneRaymond James Financial Services, Inc.Prime Capital Services, Inc.$10005-18-2012
Jacob JaegleRaymond James Financial Services, Inc.Personal Capital Advisors Corporation08-29-2018
Timothy John EdgarRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC03-03-2016
John Charles NewellRaymond James Financial Services, Inc.Nationwide Securities, LLC$5005-05-2010
Gerald Burch Gill Jr.Raymond James Financial Services, Inc.MSEC, LLC$2505-07-2012
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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