Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Wayne KeyfauverRaymond James Financial Services, Inc.AXA Advisors, LLC02-20-2009
Leslie Warren WinegardenRaymond James Financial Services, Inc.Transamerica Financial Advisors, Inc$5007-24-2009
Richard Barry FishelRaymond James Financial Services, Inc.Morgan Stanley$10007-31-2009
Joseph Thomas FishelRaymond James Financial Services, Inc.Morgan Stanley07-31-2009
John Charles NewellRaymond James Financial Services, Inc.Nationwide Securities, LLC$5005-05-2010
Steven Troy JonesRaymond James Financial Services, Inc.Wells Fargo Investments, LLC$10008-03-2010
Sean Michael MortonRaymond James Financial Services, Inc.Waddell & Reed04-18-2011
Maryann P. FulopRaymond James Financial Services, Inc.Morgan Stanley$10009-09-2011
Brian Douglas EilersRaymond James Financial Services, Inc.M. J. Smith and Associates$10011-28-2011
David Logan WoodRaymond James Financial Services, Inc.Essex National Securities, LLC$10001-18-2012
Terry Lynn BroderickRaymond James Financial Services, Inc.Essex National Securities, LLC$5001-18-2012
Michelle Lee HyltonRaymond James Financial Services, Inc.Essex National Securities, LLC01-18-2012
Jeri Colleen JensenRaymond James Financial Services, Inc.Essex National Securities, LLC01-18-2012
Kristina Marie MeyersRaymond James Financial Services, Inc.Essex National Securities, LLC01-18-2012
Melissa Renee KeeseRaymond James Financial Services, Inc.CUSO Financial Services, L.P.02-07-2012
Gerald Burch Gill Jr.Raymond James Financial Services, Inc.MSEC, LLC$2505-07-2012
Douglas Scott McClaneRaymond James Financial Services, Inc.Prime Capital Services, Inc.$10005-18-2012
Eric Charles HollowayRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$1010-05-2012
Todd Matthew KirschRaymond James Financial Services, Inc.Farmers Financial Solutions, LLC07-01-2013
Robert George Shedd Jr.Raymond James Financial Services, Inc.VALIC Financial Advisors, Inc.12-04-2013
Andrew Thomas BarnesRaymond James Financial Services, Inc.GWFS Equities, Inc.06-03-2014
Alexa J. WieseRaymond James Financial Services, Inc.TradingBlock09-04-2014
Stefanie Lynn CreenciaRaymond James Financial Services, Inc.First National Capital Markets$2506-17-2015
Matthew Allen VeenkerRaymond James Financial Services, Inc.First National Capital Markets$1006-17-2015
Royce Carl WernerRaymond James Financial Services, Inc.First National Capital Markets06-17-2015
Next Page »

Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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