Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Wayne KeyfauverRaymond James Financial Services, Inc.Equitable Advisors, LLC$2502-20-2009
Gary Dean PolingRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5005-01-2009
Leslie Warren WinegardenRaymond James Financial Services, Inc.Transamerica Financial Advisors, Inc$5007-24-2009
Richard Barry FishelRaymond James Financial Services, Inc.Morgan Stanley07-31-2009
Joseph Thomas FishelRaymond James Financial Services, Inc.Morgan Stanley$5007-31-2009
John Charles NewellRaymond James Financial Services, Inc.Nationwide Securities, LLC05-05-2010
Carole Jean PfeiferRaymond James Financial Services, Inc.Nationwide Securities, LLC05-05-2010
John Maurice KlitzkeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC06-17-2010
Steven Troy JonesRaymond James Financial Services, Inc.Wells Fargo Investments, LLC08-03-2010
Sean Michael MortonRaymond James Financial Services, Inc.Waddell & Reed04-18-2011
Thomas Q TangRaymond James Financial Services, Inc.Edward Jones08-18-2011
Maryann P FulopRaymond James Financial Services, Inc.Morgan Stanley09-09-2011
David Logan WoodRaymond James Financial Services, Inc.Essex National Securities, LLC$5001-18-2012
Michelle Lee HyltonRaymond James Financial Services, Inc.Addison Avenue Financial Partners, LLC01-18-2012
Michael Charles LaroseRaymond James Financial Services, Inc.Addison Avenue Financial Partners, LLC01-18-2012
William Andrew Tychsen IIRaymond James Financial Services, Inc.Addison Avenue Financial Partners, LLC$15001-18-2012
Jeri Colleen JensenRaymond James Financial Services, Inc.Essex National Securities, LLC01-18-2012
Terry Lynn BroderickRaymond James Financial Services, Inc.Essex National Securities, LLC$5001-18-2012
Kristina Marie MeyersRaymond James Financial Services, Inc.Addison Avenue Financial Partners, LLC$5001-18-2012
Melissa Renee KeeseRaymond James Financial Services, Inc.CUSO Financial Services, L.P.02-07-2012
Sean Thomas MarrinRaymond James Financial Services, Inc.LPL Financial LLC06-10-2013
Matthew Allen VeenkerRaymond James Financial Services, Inc.First National Capital Markets06-17-2015
Jill Marie WilsonRaymond James Financial Services, Inc.First National Capital Markets06-17-2015
Robert Michael LynchRaymond James Financial Services, Inc.First National Capital Markets$15006-17-2015
Stefanie Lynn CreenciaRaymond James Financial Services, Inc.First National Capital Markets$15006-17-2015
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Showing 1 to 25 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.