Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexa J. WieseRaymond James Financial Services, Inc.TradingBlock09-04-2014
Andrew Michael PalmasanoRaymond James Financial Services, Inc.Black Creek Capital Markets, LLC$2509-28-2018
Andrew Thomas BarnesRaymond James Financial Services, Inc.GWFS Equities, Inc.06-03-2014
Anthony Donald PaulRaymond James Financial Services, Inc.Morgan Stanley11-02-2017
Ben Voss B. VossRaymond James Financial Services, Inc.Edward Jones09-07-2018
Brian Douglas EilersRaymond James Financial Services, Inc.M. J. Smith and Associates$10011-28-2011
Brian P EstepRaymond James Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC09-06-2017
Carol Rogers BreglioRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$2510-13-2017
Charlotte Anne McConnellRaymond James Financial Services, Inc.Cetera Investment Services LLC11-11-2015
Christopher Daniel LongRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$10010-13-2017
Christopher Michael O'NeillRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5004-16-2019
Clint M. DeroseRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-23-2018
David Logan WoodRaymond James Financial Services, Inc.Essex National Securities, LLC$10001-18-2012
Douglas Scott McClaneRaymond James Financial Services, Inc.Prime Capital Services, Inc.$10005-18-2012
Elizabeth Kay GugelRaymond James Financial Services, Inc.SagePoint Financial, Inc.11-28-2018
Eric Charles HollowayRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$1010-05-2012
Evan Bernard CarabelloRaymond James Financial Services, Inc.Ryan Financial Inc.04-11-2019
Gary Wayne KeyfauverRaymond James Financial Services, Inc.AXA Advisors, LLC02-20-2009
Gerald Burch Gill Jr.Raymond James Financial Services, Inc.MSEC, LLC$2505-07-2012
Jacob JaegleRaymond James Financial Services, Inc.Personal Capital Advisors Corporation08-29-2018
James Leon Smith Jr.Raymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5005-24-2018
Jamie Crystal AlexanderRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC10-02-2017
Jennifer Marie SheldonRaymond James Financial Services, Inc.Edward Jones10-24-2016
Jeri Colleen JensenRaymond James Financial Services, Inc.Essex National Securities, LLC01-18-2012
Jill Marie WilsonRaymond James Financial Services, Inc.First National Capital Markets06-17-2015
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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