Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Burr PorterfieldRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1506-19-2015
Andrew Michael PalmasanoRaymond James Financial Services, Inc.Black Creek Capital Markets, LLC$2509-28-2018
Anthony Donald PaulRaymond James Financial Services, Inc.Morgan Stanley11-02-2017
Ben Barry VossRaymond James Financial Services, Inc.Edward Jones09-07-2018
Benjamin G HanssenRaymond James Financial Services, Inc.BancWest Investment Services, Inc.08-28-2017
Bobby Neil FosterRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10005-01-2020
Brian James BoudreauRaymond James Financial Services, Inc.Edward Jones$2508-16-2019
Brian P EstepRaymond James Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC09-06-2017
Brian Sattler GrubbRaymond James Financial Services, Inc.Edward Jones02-11-2020
Brooke Marie SugameleRaymond James Financial Services, Inc.Morgan Stanley02-15-2017
Carole Jean PfeiferRaymond James Financial Services, Inc.Nationwide Securities, LLC05-05-2010
Charlotte Anne McConnellRaymond James Financial Services, Inc.Cetera Investment Services LLC11-11-2015
Christopher Gregory DelongRaymond James Financial Services, Inc.B.B. Graham & Company, Inc.06-03-2019
Christopher Michael ONeillRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5004-16-2019
Clint M DeroseRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-23-2018
David Logan WoodRaymond James Financial Services, Inc.Essex National Securities, LLC$5001-18-2012
Douglas Maurice ApplegateRaymond James Financial Services, Inc.Edward Jones$10005-19-2017
Evan Bernard CarabelloRaymond James Financial Services, Inc.Ryan Financial Inc.04-11-2019
Garner Allen Mabry IVRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC10-02-2017
Gary Dean PolingRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5005-01-2009
Gary Wayne KeyfauverRaymond James Financial Services, Inc.Equitable Advisors, LLC$2502-20-2009
James Paul Boudreau Raymond James Financial Services, Inc.Edward Jones$15008-16-2019
James Leon Smith JrRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC05-24-2018
Jamie Crystal AlexanderRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC10-02-2017
Jennifer Marie SheldonRaymond James Financial Services, Inc.Edward Jones10-24-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.