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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam MangunoSecurities America, Inc.Brokers International Financial Services, LLC.03-25-2020
Andrew Richard ClyneSecurities America, Inc.Cambridge Investment Research, Inc.02-15-2017
Antwann J. HolmesSecurities America, Inc.Personal Capital Advisors Corporation01-24-2017
Barbara J. BruenSecurities America, Inc.QA3 Financial Corp.02-15-2011
Brady Scott MullenSecurities America, Inc.Summit Brokerage Services, Inc.$2501-27-2017
Brenda Elaine Wille-CopeSecurities America, Inc.INVEST Financial Corporation12-01-2017
Brian Philip KontySecurities America, Inc.Cetera Advisor Networks LLC03-30-2020
Brock Junior GoodwinSecurities America, Inc.Mutual of Omaha Investor Services, Inc.03-29-2018
Calvin E. RomeroSecurities America, Inc.United Planners' Financial Services of America A Limited Partner12-17-2012
Charles Edward Prather IVSecurities America, Inc.LPL Financial LLC$12802-07-2017
Constantine Theodore LeonidaSecurities America, Inc.Summit Brokerage Services, Inc.01-27-2017
Darin Gene LuzeSecurities America, Inc.Qa3 Financial LLC$1002-15-2011
Derek Stefan CheshireSecurities America, Inc.U.S. Bancorp Investments, Inc.03-26-2019
Donald Freeman ShellySecurities America, Inc.INVEST Financial Corporation$5012-01-2017
Elizabeth Ann MeierSecurities America, Inc.LPL Financial LLC02-03-2017
Ernest James RoweSecurities America, Inc.Intervest International Equities Corporation10-27-2015
George Peter FieldsSecurities America, Inc.Summit Brokerage Services, Inc.$5001-27-2017
Heather Louise MorganSecurities America, Inc.Mutual of Omaha Investor Services, Inc.11-13-2015
James Levern ClementsSecurities America, Inc.United Planners' Financial Services of America A Limited Partner12-14-2012
Jason Michael PottSecurities America, Inc.National Planning Corporation12-14-2017
Jeffrey Alan ReidSecurities America, Inc.Mercer Global Advisors Inc.09-08-2016
Kathleen Ann DrakeSecurities America, Inc.Citigroup Global Markets Inc.06-30-2009
Lisa Ann BondSecurities America, Inc.INVEST Financial Corporation$1012-14-2017
Lisa Ann CowanSecurities America, Inc.Cambridge Investment Research, Inc.07-02-2019
Matthew A. BarleySecurities America, Inc.SII Investments, Inc.12-04-2017
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.