Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Leon HofsteinSecurities America, Inc.Brecek & Young Advisors, Inc.$2501-23-2009
Andrew Richard ClyneSecurities America, Inc.Cambridge Investment Research, Inc.02-15-2017
Beth Gilbert FrenchSecurities America, Inc.Sunset Financial Services, Inc.$1011-14-2014
Brady Scott MullenSecurities America, Inc.Summit Brokerage Services, Inc.$2501-27-2017
Charles William BourgeoisSecurities America, Inc.Brecek & Young Advisors, Inc.01-23-2009
Constantine Theodore LeonidaSecurities America, Inc.Summit Brokerage Services, Inc.01-27-2017
David John PerkinsSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Edward George Vojensky Jr.Securities America, Inc.Sunset Financial Services, Inc.$2511-14-2014
Elizabeth Ann MeierSecurities America, Inc.LPL Financial LLC02-03-2017
Ernest James RoweSecurities America, Inc.Intervest International Equities Corporation10-27-2015
Gustavo Rafael BellosoSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Heather Louise MorganSecurities America, Inc.Mutual of Omaha Investor Services, Inc.11-13-2015
James Levern ClementsSecurities America, Inc.United Planners' Financial Services of America A Limited Partner12-14-2012
Jason Michael PottSecurities America, Inc.National Planning Corporation12-14-2017
Jim ClementsSecurities America, Inc.United Planners Financial Services of America$10012-14-2012
Karla RossSecurities America, Inc.Brecek & Young Advisors, Inc.01-23-2009
Kimberly Gail TarleySecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Lisa Ann BondSecurities America, Inc.INVEST Financial Corporation$1012-14-2017
Lisa Ann CowanSecurities America, Inc.Cambridge Investment Research, Inc.07-02-2019
Michael S. BalsterSecurities America, Inc.United Planners' Financial Services of America A Limited Partner12-14-2012
Norris William Davis IIISecurities America, Inc.SA Stone Wealth Management Inc.$2501-11-2017
Ronald Alvin IcaboneSecurities America, Inc.First Allied Advisory Services, Inc.$3407-27-2016
Ronald Neal VasquezSecurities America, Inc.Sunset Financial Services, Inc.$2511-14-2014
Samuel DechtmanSecurities America, Inc.Nuveen Securities, LLC07-05-2017
Sharon Kay KauffmanSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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