Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa Ann CowanSecurities America, Inc.Cambridge Investment Research, Inc.07-02-2019
Jason Michael PottSecurities America, Inc.National Planning Corporation12-14-2017
Samuel DechtmanSecurities America, Inc.Nuveen Securities, LLC07-05-2017
Andrew Richard ClyneSecurities America, Inc.Cambridge Investment Research, Inc.02-15-2017
Elizabeth Ann MeierSecurities America, Inc.LPL Financial LLC02-03-2017
Constantine Theodore LeonidaSecurities America, Inc.Summit Brokerage Services, Inc.01-27-2017
Steven K. CarlisleSecurities America, Inc.Taylor Capital Management Inc.09-13-2016
Heather Louise MorganSecurities America, Inc.Mutual of Omaha Investor Services, Inc.11-13-2015
Ernest James RoweSecurities America, Inc.Intervest International Equities Corporation10-27-2015
David John PerkinsSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Sharon Kay KauffmanSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Gustavo Rafael BellosoSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Kimberly Gail TarleySecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Michael S. BalsterSecurities America, Inc.United Planners' Financial Services of America A Limited Partner12-14-2012
James Levern ClementsSecurities America, Inc.United Planners' Financial Services of America A Limited Partner12-14-2012
Charles William BourgeoisSecurities America, Inc.Brecek & Young Advisors, Inc.01-23-2009
Karla RossSecurities America, Inc.Brecek & Young Advisors, Inc.01-23-2009
Whitney Blaine OtisSecurities America, Inc.Brecek & Young Advisors, Inc.01-23-2009
Teresa Marie HowesSecurities America, Inc.LPL Financial LLC$1006-01-2018
Lisa Ann BondSecurities America, Inc.INVEST Financial Corporation$1012-14-2017
Beth Gilbert FrenchSecurities America, Inc.Sunset Financial Services, Inc.$1011-14-2014
Brady Scott MullenSecurities America, Inc.Summit Brokerage Services, Inc.$2501-27-2017
Norris William Davis IIISecurities America, Inc.SA Stone Wealth Management Inc.$2501-11-2017
William Peter ParrishSecurities America, Inc.SA Stone Wealth Management Inc.$2501-11-2017
Edward George Vojensky Jr.Securities America, Inc.Sunset Financial Services, Inc.$2511-14-2014
Next Page »

Showing 1 to 25 of 32 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.