Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Bradley EdgarStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5010-23-2019
Austin HamiltonStifel, Nicolaus & Company, IncorporatedEdward Jones01-08-2019
Chad HeberlyStifel, Nicolaus & Company, IncorporatedFarmers Financial Solutions, LLC10-28-2013
Sean Edward Andrew WestbrookStifel, Nicolaus & Company, IncorporatedFSC Securities Corporation$5006-28-2019
Thomas Michael CookStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-20-2012
Cameron Cole WilliamsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5006-10-2009
David Patrick BellStifel, Nicolaus & Company, IncorporatedPiper Sandler & Co.03-15-2010
Richard Allan WalshStifel, Nicolaus & Company, IncorporatedSanders Morris Harris LLC11-10-2011
Steven Dale RodemerStifel, Nicolaus & Company, IncorporatedSanders Morris Harris LLC$10011-10-2011
Stephen Lee CarterStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10010-17-2013
Barry Clarence BrunerStifel, Nicolaus & Company, IncorporatedWedbush Securities Inc.$5006-30-2015
Andrew Duane TorgersonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC02-21-2014
Donald L BrattenStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-02-2013
Rick Lynn RunyanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC11-30-2012
Joseph Michael NallyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2511-30-2012
Lydia Jane MakowkaStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2501-19-2010
George Glen WilsonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC11-18-2009
Raymond Alan IversenStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10011-18-2009
George Richard TammStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-29-2009
James Melin WildayStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15006-16-2009
Holly Michelle BarowayStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15005-29-2009
Eric Michael MayStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10005-29-2009
Scott William CoffeeStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15005-08-2009
Howard Hughes Fry Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5005-08-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.