Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Howard NitchkeTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.09-27-2010
Ernesto Donquis CowleyTIAA-CREF Individual & Institutional Services, LLCCountry Capital Management Company09-27-2010
Yusuf Omar MohamedTIAA-CREF Individual & Institutional Services, LLCWells Fargo Investments, LLC$2511-22-2010
Adam Brooks SelbyTIAA-CREF Individual & Institutional Services, LLCNational Financial Services LLC06-28-2011
Derek J BoldrinTIAA-CREF Individual & Institutional Services, LLCEdward Jones08-06-2012
Margaret Frances WebsterTIAA-CREF Individual & Institutional Services, LLCKey Investment Services LLC$2508-13-2012
Edi CrowTIAA-CREF Individual & Institutional Services, LLCThrivent Investment Management Inc.01-22-2013
Bruce Edward Davis JrTIAA-CREF Individual & Institutional Services, LLCNational Planning Corporation09-05-2013
Mark Alan LibnerTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC12-04-2013
Hal D MaydenTIAA-CREF Individual & Institutional Services, LLCPruco Securities, LLC.04-07-2014
Matthew John FarrellTIAA-CREF Individual & Institutional Services, LLCHSBC Securities (USA) Inc.06-17-2014
Robert K YoungTIAA-CREF Individual & Institutional Services, LLCVoya Financial Advisors, Inc.07-30-2014
Maxwell Schulte DeoreoTIAA-CREF Individual & Institutional Services, LLCBBVA Securities Inc.08-19-2014
Michelle Pinner PatelloTIAA-CREF Individual & Institutional Services, LLCTransamerica Financial Advisors, Inc09-17-2014
Devin Scott HeitmanTIAA-CREF Individual & Institutional Services, LLCFidelity Brokerage Services LLC10-09-2014
Joseph F KaniatobeTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC12-04-2014
Nicholas TroianoTIAA-CREF Individual & Institutional Services, LLCMorgan Stanley05-21-2015
Kent Michael WeilageTIAA-CREF Individual & Institutional Services, LLCLarimer Capital Corporation06-16-2015
Leonard J SwerdlowTIAA-CREF Individual & Institutional Services, LLCPNC Investments09-10-2015
Katrina Denise MostacciuoloTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC11-04-2015
Slava S DavidoffTIAA-CREF Individual & Institutional Services, LLCCurian Clearing, LLC04-13-2016
Michael Anthony BarrazaTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC07-18-2017
Dustin M MeyerTIAA-CREF Individual & Institutional Services, LLCEquitable Advisors, LLC07-31-2017
Dominika A PiwkoTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC08-25-2017
Lucas Adam SchneiderTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC09-05-2017
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.