Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hector Daniel Magana PiedraTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC09-18-2020
Justin Royce HallTIAA-CREF Individual & Institutional Services, LLCEquitable Advisors, LLC08-27-2020
Samuel Thomas HendersonTIAA-CREF Individual & Institutional Services, LLCMML Investors Services, LLC04-17-2019
Charles E FordTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC03-29-2019
Josiah John WebbTIAA-CREF Individual & Institutional Services, LLCSecurian Financial Services, Inc.03-28-2019
Rebecca Sandoval MelendezTIAA-CREF Individual & Institutional Services, LLCTransamerica Investors Securities Corporation01-15-2019
Eric Emerson UdvariTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.12-12-2018
James Michael TuccioTIAA-CREF Individual & Institutional Services, LLCNYLIFE Securities LLC11-28-2018
Brendan Corey HefterTIAA-CREF Individual & Institutional Services, LLCFidelity Personal and Workplace Advisors10-04-2018
Michael Edward BeckTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC09-07-2018
Shannon Louise WadeTIAA-CREF Individual & Institutional Services, LLCScottrade, Inc.05-31-2018
Matthew Frank BaityTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC03-28-2018
Andrew Austin RoitzTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC03-26-2018
Lucas Adam SchneiderTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC09-05-2017
Dominika A PiwkoTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC08-25-2017
Dustin M MeyerTIAA-CREF Individual & Institutional Services, LLCEquitable Advisors, LLC07-31-2017
Michael Anthony BarrazaTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC07-18-2017
Slava S DavidoffTIAA-CREF Individual & Institutional Services, LLCCurian Clearing, LLC04-13-2016
Katrina Denise MostacciuoloTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC11-04-2015
Leonard J SwerdlowTIAA-CREF Individual & Institutional Services, LLCPNC Investments09-10-2015
Kent Michael WeilageTIAA-CREF Individual & Institutional Services, LLCLarimer Capital Corporation06-16-2015
Nicholas TroianoTIAA-CREF Individual & Institutional Services, LLCMorgan Stanley05-21-2015
Joseph F KaniatobeTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC12-04-2014
Devin Scott HeitmanTIAA-CREF Individual & Institutional Services, LLCFidelity Brokerage Services LLC10-09-2014
Michelle Pinner PatelloTIAA-CREF Individual & Institutional Services, LLCTransamerica Financial Advisors, Inc09-17-2014
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.